SEC Acts definition

SEC Acts means, individually or collectively, as the context requires, the Securities Act of 1933, the Securities Exchange Act of 1934, or the Investment Company Act of 1940, each as amended from time to time.
Sample 1Sample 2Sample 3
SEC Acts means, individually or collectively, as the context requires, the Securities Act of 1933, the Securities Exchange Act of 1934, or the Investment Company Act of 1940, each as amended from time to time. Who Should File this Form: This form is required of Project Sponsors. Reporting Companies may respond to certain questions, as designated by this form, by attaching responsive information from applicable SEC filings. However, for proposes of this form, a “Project Sponsor” shall not include: (a) multilateral development banks; (b) the United Nations or agencies thereof; (c) any international or regional organization whose members are exclusively governmental or quasi-governmental entities; (d) state-owned enterprises; or (e) any federal, state, regional or municipal government, or any department, agency or instrumentality thereof. When Should this Form Be Filed: This form must be received by OPIC before OPIC may consider a financing application. OPIC reserves the right to seek additional information from the provider of this form regarding the information contained herein or the submission of this form from other Persons in connection with the Project prior to considering any application for OPIC financing. Where to Send this Form: The completed original of this form may be delivered to OPIC via first-class mail, postage prepaid, or via overnight courier, or via messenger, at the following address: Overseas Private Investment Corporation, 1100 New York Avenue, N.W., Washington, D.C. 20527. When sending this form, please indicate on the outside of the envelope either “Attention: Vice President, Structured Finance” or “Attention: Vice President, Small and Medium Enterprise Finance” or “Attention: Vice President, Investment Funds”, as applicable. Things to Remember when Completing this Form: The original of this form, as submitted to OPIC, must be signed in blue ink. Please identify the Project Sponsor at the top of each sheet, and type or print clearly. All requested information must be provided completely and accurately in order to comply with requirements under the Foreign Assistance Act of 1961, Title IV, as amended. Please attach additional pages if additional space is required. If the answer to a question is “not applicable” or “none”, please so indicate by stating “N/A” or “NONE”, as the case may be, or as otherwise instructed for a specific question. When using an attachment to answer any of the questions in this form, please write: “See Attachment # __” ...
Sample 1

Examples of SEC Acts in a sentence

  • When the purpose of instruction is to prepare students to meet the standards for licensing, certification, registration, or examination requirements, the curriculum includes appropriate content, hours, preparation, and materials to meet the requirements for such credentials.

  • See U.S. App’x at I.23–26.9 While those questions directly called for attorney-client communications on their face, it is not clear from the deposition transcript whether the United States was asking about the legal implications of polarized voting, or a mere statistical conclusion—i.e. voting patterns by race.

  • These are commonly known as variable life and annuity products and are regulated under the 1933 and 1934 SEC Acts.

  • Simon (1989) provided the strongest evidence that the early SEC Acts had a positive effect on stock markets.

  • We want to identify the perfect mix of tech talent to build strong and powerful teams who are goal-oriented and focused on delivering solutions through creative ideas.

  • Thus, when forming such a fund, the founders must be aware of and must comply with the securities laws, mostly the SEC Acts.

  • On approval of the service contracts for the qualifying competition among employees of affiliates of Rosseti JSC in repair and maintenance of distribution networks 0.4 - 10 kV between Kubanenergo and IDGC of Volga JSC as a transaction of interest.

  • Stephen Joyce, Refrain From Fiduciary Rulemaking Until SEC Acts on Unified Standard, SIFMA Says, 46 SEC REG.

  • Breaking of the SEC Acts, regulations of the SET, any other relevant laws.

  • As a researcher who has read most of the arguments, I conclude that even though there is no extensive source of physical materials, such as parchments of written documents in the first century of Islam, there are enough secondary sources that one can rely on to understand and reconstruct the history of early Islam in terms of hadith, history and all other branches of Islamic science.

Related to SEC Acts

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Company Registration Statement shall have the meaning set forth in Section 3.5(a).

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company SEC Documents has the meaning set forth in Section 3.5(a).

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering shares of NYB Common Stock to be offered to holders of Synergy Common Stock in connection with the Merger.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Company Share Plans mean (a) the Company’s Stock Related Award Incentive Plan of 1999, as amended; (b) the Company’s 2010 Stock Incentive Plan, as amended; and (c) the Company’s 2015 Stock Incentive Plan, as amended;

  • Securities Act means the Securities Act of 1933, as amended.

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Time of Sale Disclosure Package means the Preliminary Prospectus dated [ ], any free writing prospectus set forth on Schedule III and the information on Schedule IV, all considered together.

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • Form S-3 shall have the meaning given in subsection 2.3.

  • General Disclosure Package means any Issuer General Use Free Writing Prospectuses issued at or prior to the Applicable Time, the most recent preliminary prospectus that is distributed to investors prior to the Applicable Time and the information included on Schedule B-1 hereto, all considered together.

  • Registration Statements means the Initial Registration Statement and the additional registration statement as proposed to be filed or as proposed to be amended by the post-effective amendment to be filed shortly prior to its Effective Time, and (iii) "Prospectus" shall mean the prospectus included in the Registration Statements.

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the Commission to effect the registration of SpinCo Common Stock pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time.

  • Included Registrable Securities has the meaning specified therefor in Section 2.02(a) of this Agreement.

  • IPO Registration Statement means the Registration Statement on Form S-1 (File No. 333-196099), as amended, filed by the Partnership with the Commission under the Securities Act to register the offering and sale of the Common Units in the Partnership’s initial public offering of such Common Units to the public.

  • Rule 462(b) Registration Statement means any registration statement prepared by the Company registering additional Securities, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.

  • Form S-1 shall have the meaning given in subsection 2.1.1.

  • New Registration Statement has the meaning set forth in Section 2(a).

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • Buyer SEC Reports has the meaning set forth in Section 4.6.