Rule 462(b) Registration Statement definition

Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.
Rule 462(b) Registration Statement means any registration statement prepared by the Company registering additional Securities, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.
Rule 462(b) Registration Statement means any registration statement filed with the Commission pursuant to Rule 462(b) under the Act (including the Registration Statement and any Preliminary Prospectus or Prospectus incorporated therein at the time such Registration Statement becomes effective); the term "Registration Statement" includes both the Original Registration Statement and any Rule 462(b) Registration Statement; the term "Preliminary Prospectus" means each prospectus subject to completion filed with such registration statement or any amendment thereto (including the prospectus subject to completion, if any, included in the Registration Statement or any amendment thereto at the time it was or is declared effective); the term "Prospectus" means:

Examples of Rule 462(b) Registration Statement in a sentence

  • No stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement is in effect and no proceedings for such purpose have been instituted or are pending or, to the knowledge of the Company, are contemplated or threatened by the Commission.

  • No stop order suspending the effectiveness of the Registration Statement or any Rule 462(b) Registration Statement is in effect and no proceedings for such purpose have been instituted or are pending or, to the best knowledge of the Company, are contemplated or threatened by the Commission.

  • The Registration Statement and any Rule 462(b) Registration Statement have been declared effective by the Commission under the Securities Act.

  • In the event that a Rule 462(b) Registration Statement is filed in connection with the offering contemplated by this Agreement, such Rule 462(b) Registration Statement shall have been filed with the Commission on the date of this Agreement and shall have become effective automatically upon such filing.

  • Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it became or becomes effective and at each Representation Date, complied and will comply in all material respects with the Securities Act and did not and will not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.


More Definitions of Rule 462(b) Registration Statement

Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the initial registration statement.
Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement between the Depositor and you. Very truly yours, ALLY AUTO ASSETS LLC By: /s/ Xxxx X. Xxxxxx Name: X. X. Xxxxxx Title: President ALLY BANK By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: CFO The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written by the undersigned acting on their own behalf and as a Representative of the several Underwriters. BNP PARIBAS SECURITIES CORP. By: /s/ Xxx Xxxxxx Name: Xxx Xxxxxx Title: Managing Director Head of Debt Capital Markets The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written by the undersigned acting on their own behalf and as a Representative of the several Underwriters. CREDIT SUISSE SECURITIES (USA) LLC By: /s/ Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Managing Director The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written by the undersigned acting on their own behalf and as a Representative of the several Underwriters. DEUTSCHE BANK SECURITIES INC. By: /s/ Xxxxxxxxx Xxxxxxx Name: Xxxxxxxxx Xxxxxxx Title: Vice President By: /s/ Xxxxxx Xxxxxx Name: Xxxxxx Xxxxxx Title: Director SCHEDULE 1 Underwriters Class A-1 Notes Class A-2 Notes Class A-3 Notes Class A-4 Notes Total BNP Paribas Securities Corp. $ 84,351,000 $ 119,790,000 $ 124,285,000 $ 50,046,000 $ 378,472,000 Credit Suisse Securities (USA) LLC $ 84,351,000 $ 119,790,000 $ 124,285,000 $ 50,046,000 $ 378,472,000 Deutsche Bank Securities Inc. $ 84,353,000 $ 119,790,000 $ 124,285,000 $ 50,048,000 $ 378,476,000 BNY Mellon Capital Markets, LLC $ 5,623,000 $ 7,986,000 $ 8,285,000 $ 3,336,000 $ 25,230,000 CIBC World Markets Corp. $ 5,623,000 $ 7,986,000 $ 8,285,000 $ 3,336,000 $ 25,230,000 Lloyds Securities Inc. $ 5,623,000 $ 7,986,000 $ 8,285,000 $ 3,336,000 $ 25,230,000 SG Americas Securities, LLC $ 5,623,000 $ 7,986,000 $ 8,285,000 $ 3,336,000 $ 25,230,000 UniCredit Capital Markets, Inc. $ 5,623,000 $ 7,986,000 $ 8,285,000 $ 3,336,000 $ 25,230,000 SCHEDULE 2 Class Interest Rate Purchase Price Class A-1 0.31535 % 99.95000 % Cl...
Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the Registration Statement. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Teekay Parties and the several Underwriters. Very truly yours, Teekay Offshore Partners L.P. By: Teekay Offshore GP L.L.C., its general partner By: /s/ Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Secretary Teekay Offshore GP L.L.C. By: /s/ Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Secretary The foregoing Agreement is hereby confirmed and accepted as of the date first written above. Xxxxxx Xxxxxxx & Co. LLC UBS Securities LLC By: Xxxxxx Xxxxxxx & Co. LLC By: /s/ Yurij Slyz Name: Yurij Slyz Title: Executive Director By: UBS Securities LLC By: /s/ Xxxxx Xx Name: Xxxxx Xx Title: Director By: /s/ Aum Dasani Name: Aum Dasani Title: Associate Director For themselves and the other several Underwriters named in Schedule I to the foregoing Agreement. SCHEDULE I Underwriters Number of Firm Units to be Purchased Xxxxxx Xxxxxxx & Co. LLC 1,667,500 UBS Securities LLC 1,667,500 X.X. Xxxxxx Securities LLC 460,000 Xxxxxx, Xxxxxxxx & Company, Incorporated 460,000 Commonwealth Bank of Australia 115,000 ING Financial Markets LLC 115,000 Scotia Capital (USA) Inc. 115,000 Total 4,600,000 SCHEDULE II Operating Subsidiaries and Ownership
Rule 462(b) Registration Statement means any registration statement filed by the Company pursuant to Rule 462(b) under the Securities Act (as defined below) in connection with the offer and sale of the Shares.
Rule 462(b) Registration Statement means any registration statement filed to register the offer and sale of the Securities pursuant to Rule 462(b) under the 1933 Act.
Rule 462(b) Registration Statement means any registration statement filed pursuant to Rule 462(b) of the Rules and Regulations, and after such filing, the term "Registration Statement" shall include the Rule 462(b) Registration Statement; and "Prospectus" means such final prospectus, as first filed with the Commission pursuant to paragraph (1) or (4) of Rule 424(b) of the Rules and Regulations. The Commission has not issued any order preventing or suspending the use of any Preliminary Prospectus.
Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(i)(a) hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this Agreement and your acceptance shall represent a binding agreement among the Company, the Selling Shareholder and the several Underwriters. Very truly yours, Xxxxx Group, Inc. By: Authorized Signatory Xxxxx Investor Holdings LLC By: Authorized Signatory [Xxxxx Group – Underwriting Agreement] The foregoing Agreement is hereby confirmed and accepted as of the date first above written. Citigroup Global Markets Inc. By: Name: Title: X.X. Xxxxxx Securities LLC By: Name: Title: For themselves and the other several Underwriters named in Schedule I to the foregoing Agreement. [Xxxxx Group – Underwriting Agreement] SCHEDULE I Underwriters Number of Underwritten Securities to be Purchased Citigroup Global Markets Inc. [ ] X.X. Xxxxxx Securities LLC [ ] Barclays Capital Inc. [ ] Xxxxxxx Sachs & Co. LLC [ ] Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated [ ] Xxxxxx Xxxxxxx & Co. LLC [ ] Xxxxx Xxxxxxx & Co. [ ] Xxxxx Fargo Securities, LLC [ ] Xxxxxxxx Xxxxx Capital, Inc. [ ] Scotia Capital (USA) Inc. [ ] Total [ ] SCHEDULE II Schedule of Free Writing Prospectuses included in the Disclosure Package [Form of Lock-Up Agreement] EXHIBIT A [Letterhead of officer, director, or Xxxxx Investor Holdings LLC] Xxxxx Group, Inc. Public Offering of Common Stock [ ], 2018 Citigroup Global Markets Inc. 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 and