Financial Services Regulations definition

Financial Services Regulations means the QFC Financial Services Regulations No. (1) of 2005.
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Financial Services Regulations means the legal requirements on us, from time to time, governing the provision of financial services in the jurisdiction in which we provide services to you under the Agreement;
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Financial Services Regulations means the legal requirements on us, from time to time, governing the provision of financial services to you under the Agreement. FCA means the Financial Conduct Authority, or any successor regulatory body to it.
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Examples of Financial Services Regulations in a sentence

  • Information about your Distance Contract pursuant to the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 About usThe Bank’s Registered Office and Head Office is at 40 Mespil Road, Dublin 4.

  • YOUR RIGHT TO CANCEL THE CONTRACT UNDER THE REGULATIONSIf you open an account with us you may cancel that contract in accordance with the European Communities (Distance Marketing of Consumer Financial Services) Regulations, 2004 within 14 days of the account opening.

  • To remove any doubt, subrule (2) is subject to the Financial Services Regulations, article 17 (4) (Guidance).Note Financial Services Regulations, art 17 (4) states that guidance issued by the Regulatory Authority is indicative of its view at the time, and in the circumstances, in which it was given and is non-binding.

  • Note See eg Financial Services Regulations, art 48 (Powers to obtain documents and information).

  • In accordance with the Financial Services Regulations, schedule 3, part 3, paragraph 6.5, the participants in a QFC retail scheme that is an umbrella scheme are entitled to exchange rights in a subscheme for rights in another subscheme of the umbrella scheme.Note Umbrella scheme and subscheme are defined in r 1.2.11.

  • If you are a natural person acting otherwise than in the course of a business, you may have additional rights under the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 (as amended) (the “Regulations”) if we conclude a contract with you making exclusive use of one or more means of distance communication (e.g. email, fax, post).

  • Presentor Presentor's TitleJohn Shepard, AICP Planning Manager Documents: PLN17 - 285_WHEC_EXTENSION_BOA - 20171219_STAFFREPORT.PDF A1 - WHEC_BOA_RESOLUTIONS.PDFA2 - PLN17 - 285_WHEC_EXTENSION - LET_20171206.PDF LAND USE REGULATION HEARING A.

  • Otherwise, vote against.B3 If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR.

  • Your right to cancelYou may cancel the Account under the European Communities (Distance Marketing of Consumer Financial Services) Regulations, 2004 (the “Regulations”) within 14 days of the opening of the Account by writingto your Account opening branch or to Bank of Ireland, Savings and Investments, 1st Floor, New Century House, Lower Mayor Street, Dublin 1, D01 K8N7.

  • This information in Part 1 of these Terms and Conditions is supplied to you in accordance with our obligations under the European Communities (Distance Marketing of Consumer Financial Services) Regulations 2004 (as amended - the “Regulations”).

Related to Financial Services Regulations

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services. (C) The term "Managerial Responsibilities" for purposes of this Unit Agreement shall mean managerial and supervisory responsibilities and duties that are substantially the same as that Grantee is performing for SunTrust or a SunTrust Affiliate on the date of this Unit Agreement. (D) The term "SunTrust Affiliate" for purposes of this Unit Agreement shall mean any corporation which is a subsidiary corporation (within the meaning of §424(f) of the Code) of SunTrust except a corporation which has subsidiary corporation status under §424(f) of the Code exclusively as a result of SunTrust or a SunTrust Affiliate holding stock in such corporation as a fiduciary with respect to any trust, estate, conservatorship, guardianship or agency. (E) The term "Territory" for purposes of this Unit Agreement shall mean the states of Alabama, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Virginia, and the District of Columbia, which are the states and Territories in which SunTrust has significant operations on the date of this Unit Agreement. (F) "Trade Secret" for purposes of Unit Agreement shall mean information, including, but not limited to, technical or nontechnical data, a formula, a pattern, a compilation, a program, a device, a method, a technique, a drawing, a process, financial data, financial plans, product plans, or a list of actual or potential customers or suppliers that: (i) derives economic value, actual or potential, from not being generally known to, and not being readily ascertainable by proper means by, other persons who can obtain economic value from it is disclosure or use, and (ii) is the subject of reasonable efforts by SunTrust or a SunTrust Affiliate to maintain its secrecy.

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • financial service means a service of a financial nature, including insurance, and a service incidental or auxiliary to a service of a financial nature;

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • Corporations Regulations means the Corporations Regulations 2001 (Cth).

  • Financial Regulations means regulations made under section 21 of the Act;

  • financial service supplier means any natural or juridical person of a Party wishing to supply or supplying financial services but the term “financial service supplier” does not include a public entity;

  • Home health care services means medical and nonmedical services, provided to ill, disabled or infirm persons in their residences. Such services may include homemaker services, assistance with activities of daily living and respite care services.

  • Primary care services means the services in respect of which NHS England has a duty or power to make arrangements pursuant to the Primary Care Functions;

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Information Regulator means the Information Regulator as established in terms of Section 39 of POPIA;

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • Financial Crime Risk Management Activity means any action to meet Compliance Obligations relating to or in connection with the detection, investigation and prevention of Financial Crime that the Bank or members of the HSBC Group may take.

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • International Financial Reporting Standards means the accounting standards and interpretations adopted by the International Accounting Standards Board.

  • National Ambient Air Quality Standards or “NAAQS” means national ambient air quality standards that are promulgated pursuant to Section 109 of the Act, 42 U.S.C. § 7409.

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Data Protection Laws and Regulations means all laws and regulations, including laws and regulations of the European Union, the European Economic Area and their member states, Switzerland and the United Kingdom, applicable to the Processing of Personal Data under the Agreement.

  • National Road Traffic Act means the National Road Traffic Act, 1996 (Act 93 of 1996);

  • Financial Conduct Authority means the registering authority for societies registered under the Co-operative and Community Benefit Societies Act 2014 and the Credit Unions Act 1979 set up in terms of the Financial Services Act 2012 or its successor body.