Financial Conduct Authority definition

Financial Conduct Authority means the registering authority for societies registered under the Co-operative and Community Benefit Societies Act 2014 and the Credit Unions Act 1979 set up in terms of the Financial Services Act 2012 or its successor body.

Financial Conduct Authority means the UK Financial Conduct Authority of 00 Xxx Xxxxx Xxxxxxxxx, Xxxxxx Xxxxx, Xxxxxx E14 5HS and with company registered number 01920623 or such other regulatory body which may succeed or replace it from time to time;

Financial Conduct Authority means the body corporate referred to in section 1A of the 2000 Act as amended by section 6 of the 2012 Act;

Examples of Financial Conduct Authority in a sentence

• The Agents will hold all funds as banker subject to the terms of this Indenture and as a result, such money will not be held in accordance with the rules established by the Financial Conduct Authority in the Financial Conduct Authority’s Handbook of rules and guidance from time to time in relation to client money.

• Neelkanth Safe Deposit is regulated by the Financial Conduct Authority in the UK (‘FCA’) and we therefore require you to ensure that no contents deposited in your Locker represent the proceeds of crime (as more specifically set out in the Proceeds of Crime Act 2002).

• The Introducer must inform the Firm immediately if it seeks authorisation from the Financial Conduct Authority or seeks to become an appointed representative of an authorised firm.

• Best Execution It is our policy to transact your business in order to achieve the best possible results in terms of the: • Price of products, providers and services • Cost of advice • Speed • Size and nature of the transaction • Effectiveness of the platform/provider/service provider Client Classification Monetary Solutions Limited classifies all clients as ‘retail clients’ for investment business which means you are afforded all protections under the rules of the Financial Conduct Authority (FCA).

• FSCS covers business conducted by Firms authorised by the Financial Conduct Authority.

More Definitions of Financial Conduct Authority

Financial Conduct Authority or “FCA” means the Financial Conduct Authority and any successor or replacement organisation responsible for the time being for the regulation of the financial services and/or insurance industry in the United Kingdom.

Financial Conduct Authority means the registering authority for societies registered under the Industrial and Provident Societies Act 1965 (IPSA65) and the Credit Unions Act 1979 set up in terms of the Financial Services Act 2012 or its successor body.

Financial Conduct Authority means the body corporate known by that name with the functions conferred on it by or under the Financial Services and Markets Act 2000;

Financial Conduct Authority or "FCA" means the Financial Conduct Authority of the United Kingdom, including any replacement or substitute thereof, and any regulatory body or person succeeding, in whole or in part, to the functions thereof;

Financial Conduct Authority or “FCA” means the Financial Conduct Authority of the United Kingdom

Financial Conduct Authority means Financial Conduct Authority in its capacity as competent authority under the FSMA;

Financial Conduct Authority means the Financial Conduct Authority or any successor regulator which regulates our investment business.