FUND ADMINISTRATION SERVICES Sample Clauses

FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for each Fund, Series and class:  Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund, Series or class;  Coordinate a Fund’s annual audit and respond timely and completely to related requests;  Cooperate with each Fund’s independent auditors;  Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and  If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Xxxxxxxx-Xxxxx Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as reasonably agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund or Series and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Xxxxxxxx-Xxxxx Act of 2002 or under any other law, rule or regulation. REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for each Fund, Series and class:  Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund, Series or class;  Coordinate a Fund’s annual audit and respond timely and completely to related requests;  Cooperate with each Fund’s independent auditors;  Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and  If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Sarbanes-Oxley Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as reasonably agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund or Series and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Sarbanes-Oxley Act of 2002 or under any other law, rule or regulation.

FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for each Fund: • In accordance with Instructions received from a Fund, and subject to portfolio limitations as provided by such Fund to BNY Mellon in writing from time to time, monitor such Fund’s compliance, on a post-trade basis, with such portfolio limitations (including without limitation requirements under the 1940 Act and rules thereunder and the IRC), provided that BNY Mellon maintains in the normal course of its business all data necessary to measure the Fund’s compliance or receives necessary data from the Fund or other sources utilized by BNY Mellon in the normal course of its business. Such post-trade compliance testing shall be conducted on a daily basis using automated or, if necessary, manual means; if BNY Mellon detects a possible non-compliance with portfolio limitations applicable to a Fund, it shall promptly notify the Fund thereof; • Monitor the Fund’s status as a regulated investment company under Subchapter M of the IRC and Subchapter L of the IRC (if required). • Establish appropriate expense accruals and compute expense ratios, maintain expense files (including with respect to overdraft charges reporting) and coordinate the payment of Fund approved invoices; • Calculate Fund approved income and per share amounts required for periodic (monthly, quarterly, or annual) distributions to be made by the applicable Fund; • Calculate total return information; • Calculate loan and preferred share limits and Fitch ratings pursuant to the testing template provided by the Fund to BNY Mellon for closed-end funds (if required); • Coordinate a Fund’s annual audit; • Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis, which may include foreign withholding reclaim reporting; and • If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of the Fund’s Form N-Q or Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Sxxxxxxx-Xxxxx Act of 2002, provide a sub- certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of this Agreement with respect to the applicable Fund and only if it receives such cooperation as it m...

FUND ADMINISTRATION SERVICES. The Client hereby retains Service Provider to act as administrator of the Client, and to furnish the Client with the following administrative services:

FUND ADMINISTRATION SERVICES. 1. Regulatory Reporting Ultimus shall provide the Trust with regulatory reporting services, including:

FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for each Fund: § In accordance with Instructions received from a Fund, and subject to portfolio limitations as provided by such Fund to BNY Mellon in writing from time to time, monitor such Fund’s compliance, on a post-trade basis, with such portfolio limitations, provided that BNY Mellon maintains in the normal course of its business all data necessary to measure the Fund’s compliance; § Monitor the Fund’s status as a regulated investment company under Subchapter M of the IRC and Subchapter L of the IRC (if required). § Establish appropriate expense accruals and compute expense ratios, maintain expense files and coordinate the payment of Fund approved invoices; § Calculate Fund approved income and per share amounts required for periodic distributions to be made by the applicable Fund; § Calculate standard SEC yield and total return information; § Coordinate a Fund’s annual audit; § Supply various normal and customary portfolio and Fund statistical data as requested on an ongoing basis; and § If the chief executive officer or chief financial officer of a Fund is required to provide a certification as part of a Fund’s Form N-CSR filing pursuant to regulations promulgated by the SEC under Section 302 of the Sxxxxxxx-Xxxxx Act of 2002, provide a sub-certification in support of certain matters set forth in the aforementioned certification. Such sub-certification is to be in such form and relating to such matters as agreed to by BNY Mellon in advance. BNY Mellon shall be required to provide the sub-certification only during the term of the Agreement and only if it receives such cooperation as it may request to perform its investigations with respect to the sub-certification. For clarity, the sub-certification is not itself a certification under the Sxxxxxxx-Xxxxx Act of 2002 or under any other law, rule or regulation. § Provide standard monthly valuation reporting for quarterly valuation committee meetings

FUND ADMINISTRATION SERVICES. Tax Services Tax compliance services including subchapter M related asset diversification tests, qualifying income tests, distribution requirements, federal and state returns preparation and filing, 1099DIV related data distribution to transfer agents and intermediaries, tax related disclosures for financial statement, tax planning and consultation services for fund liquidation, merger and conversion. Accounting Officer Services Provide Treasurer that can provide sub-certifications for purposes of Sxxxxxxx-Xxxxx and Section 32(b) of the 1940 Act. Fund Investment Guideline Compliance Provide secondary quantitative portfolio compliance monitoring services. Establish fund investment compliance guidelines per client requirements. Monitor investment guideline compliance on a T+2 post-trade basis daily and deliver exception reports to clients. Conduct quarterly IRS diversification tests. Support client and board reporting requirements. Provide compliance related orientation and training for investment manager personnel as necessary. Financial Reporting Monitor and comply with new audit guidance or accounting standards issued by the American Institute of Certified Public Accountants (AICPA) and Financial Accounting Standards Board (FASB). Prepare annual and semi- annual fund financial statements, inclusive of MDFP commentary, and fiscal quarter Schedules of Investments. Regulatory Reporting Monitor the Trust’s compliance with the requirements of Subchapter M of the Internal Revenue Code with respect to status of as a regulated investment company Conduct ASC 740 monitoring and analysis for financial statement disclosure, if necessary. Prepare and submit required regulatory filings, e.g. N-SAR, N-MFP, N-Q, N-CSR, N-PX, 24F-2. Prepare CEO and CFO certification pursuant to Sxxxxxxx-Xxxxx requirements. Update detailed disclosure controls 5x/year. Fund Expense Budgeting Prepare, monitor, adjust, and deliver fund expense budgets and financial pro formas. SEI - 262056 THIS DOCUMENT CONSTITUTES CONFIDENTIAL INFORMATION OF SEI INVESTMENTS GLOBAL FUNDS SERVICES Regulatory Support Services > Review SEC releases affecting financial reporting matters, as requested > Provide sub-certifications for N-Q and N-CSR filings > Assist with answering SEC-related inquiries on financial reporting matters, fund audits, and Sxxxxxxx-Xxxxx desktop audits Controls and Procedures Services > Establish and maintain disclosure controls and procedures (as defined in Rule 30a-3(c) under the Invest...

FUND ADMINISTRATION SERVICES. The Administrator in its role as administrator to the Fund and Portfolios shall provide the following fund administration services:

FUND ADMINISTRATION SERVICES. BNY Mellon shall provide the following fund administration services for the Trust: ■ Establish appropriate expense accruals and compute expense ratios, maintain expense files and coordinate the payment of Trust approved invoices; ■ Calculate Trust approved income and per share amounts required for periodic distributions to be made by the Trust; ■ Calculate total return information; ■ Coordinate the Trust’s annual audit; ■ Supply various normal and customary portfolio and Trust statistical data as requested on an ongoing basis; and IRS CIRCULAR 230 DISCLOSURE: To ensure compliance with requirements imposed by the Internal Revenue Service, BNY Mellon informs the Trust that any U.S. tax advice contained in any communication from BNY Mellon to the Trust (including any future communications) is not intended or written to be used, and cannot be used, for the purpose of (i) avoiding penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any transaction or matter addressed herein or therein.

FUND ADMINISTRATION SERVICES. 1. Board Meetings and Board Reports Atlantic shall: