Examples of Parent Affiliates in a sentence
The Financial Agent shall mitigate any potential conflicts of interest by ensuring that, so long as the Financial Agent Group performs services under this FAA for the Assigned TARP Entity, no key individuals performing services under this FAA participates in the performance of Other Services for such Assigned TARP Entity, Related TARP Entities, or Parent Affiliates.
As part of such notification, the Financial Agent shall disclose to the Treasury whether the Financial Agent or Financial Agent Group received in excess of 5% in total revenue from performing Other Services for the Assigned TARP Entity, Related TARP Entities, or Parent Affiliates over the previous 12-month period.
So long as the foregoing information barriers are in place and no key individual participates in such customer trading, all discretionary, client directed, riskless principal, agency customer facilitation trading, or hedging thereof, for securities issued by the Assigned TARP Entity, Related TARP Entities, Parent Affiliates, and Identified Competitors is permitted.
Before the Treasury directs the Financial Agent to provide services to the Treasury regarding the securities issued by the Assigned TARP Entity, the Financial Agent agrees to notify the Treasury if the Financial Agent Group currently provides Other Services to the Assigned TARP Entity, Related TARP Entities, or Parent Affiliates.
During the term of this FAA, trading or investment activities in the securities of the Assigned TARP Entity, Related TARP Entities, or Parent Affiliates by key individuals, who shall also be deemed Restricted Persons, or their Related Persons, are prohibited.