Investment Advisers Act means the Investment Advisers Act of 1940, as amended.
Investment Advisers Act means the U.S. Investment Advisers Act of 1940, as amended, and the rules and regulations adopted thereunder.
Examples of Investment Advisers Act in a sentence
The Client appoints the Adviser to assist managing the Plan's securities portfolio on a non-discretionary basis, unless indicated below, as a registered investment advisor and fiduciary under the Investment Advisers Act of 1940 (Act) and a "fiduciary" (as defined in ERISA section 3(21)(A)(ii)) and to execute transactions on behalf of the Client by obtaining specific consent from the Client prior to every transaction.
More Definitions of Investment Advisers Act
Investment Advisers Act means the Investment Advisers Act of 1940, as amended. "Investment Company Act" means the Investment Company Act of 1940, as amended. "Junior Reference Tranche" means the Class 1B-H Reference Tranche or the Class 2B-H Reference Tranche, as the context may require.
Investment Advisers Act means the Investment Advisers Act of 1940, and the rules and regulations of the SEC thereunder, as amended.
Investment Advisers Act means the US Investment Advisers Act of 1940, as amended;
Investment Advisers Act means the Investment Advisers Act of 1940, as amended. “Investment Company Act” means the Investment Company Act of 1940, as amended. “IRS” means the Internal Revenue Service.
Investment Advisers Act means the Investment Advisers Act of 1940, as amended, and the rules and regulations of the SEC thereunder, all as from time to time in effect, or any successor law, rules or regulations, and any reference to any statutory or regulatory provision shall be deemed to be a reference to any successor statutory or regulatory provision.
Investment Advisers Act has the meaning set forth in the Recitals to this Agreement.
Investment Advisers Act the Investment Advisers Act of 1940, and the rules and regulations promulgated thereunder, as such may be amended from time to time.