Holding Securities definition

Holding Securities. The Custodian shall hold and physically segregate for the account of the Trust all non-cash property, including all securities owned by the Trust, other than (a) securities which are maintained pursuant to Section 2.11 in a clearing agency which acts as a securities depository or in a book-entry system authorized by the U.S. Department of the Treasury, collectively referred to herein as "Securities System" and (b) commercial paper of an issuer for which State Street Bank and Trust Company acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Custodian pursuant to Section 2.11A.
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Holding Securities. The Custodian shall hold and physically segregate in a separate account for each series ("Portfolio") of the Fund all non-cash property allocated to each portfolio, including all securities owned by the Fund and allocated to each Portfolio except that (a) securities which are maintained pursuant to Section II.L. in a clearing agency which acts as a securities depository or in a book-entry system authorized by the U.S. Department of Treasury, collectively referred to herein as "Securities System", shall be identified as belonging to a specified Portfolio and (b) commercial paper of an issuer for which State Street Bank and Trust Company acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Custodian pursuant to Section II.L.1., shall be identified as belonging to a specified Portfolio".
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Holding Securities means the $20.0 million aggregate principal amount of senior subordinated notes of Holdings, as amended from time to time.
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Examples of Holding Securities in a sentence

  • No amendment requiring consent of the shareholders may be made at any time during which the Up MACRO Tradeable Trust holds less than 50% of the Up MACRO Holding Securities.

  • SUBCUSTODIAN 3 (a) Safekeeping 3 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 6 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 8 (h) Futures Contracts 8 (i) Segregated Accounts 9 (j) Depository Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Custodian with Respect to Property of the Fund Held by the Custodian in the United States 1 2.1 Holding Securities...................................

  • SUBCUSTODIAN 3 (a) Safekeeping 4 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 6 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 7 (h) Futures Contracts 8 (i) Segregated Accounts 9 (j) Depositary Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • SUBCUSTODIAN 3 (a) Safekeeping 3 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 5 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 7 (h) Futures Contracts 8 (i) Segregated Accounts 8 (j) Depositary Receipts 9 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Subcustodian 2 (a) Safekeeping 3 (b) Manner of Holding Securities 3 (c) Free Delivery of Assets 4 (d) Exchange of Securities 4 (e) Purchases of Assets 4 (f) Sales of Assets 5 (g) Options 5 (h) Futures Contracts 6 (i) Segregated Accounts 6 (j) Depositary Receipts 6 (k) Corporate Actions, Put Bonds, Called Bonds, Etc.

  • Warrants Issued To You In Book-Entry Form [_______] PLEASE RETAIN THIS STATEMENT FOR YOUR RECORDS These Warrants are maintained for you under the Direct Registration System, which means they are held for you in an electronic, book-entry account maintained by BNY Mellon Shareowner Services (see enclosed brochure, "What Individual Investors Should Know About Holding Securities").

  • All issued and outstanding shares of Holding Securities and Tejas Securities have been duly authorized, are validly issued, fully paid and non-assessable, and were issued in full compliance with all applicable federal and state securities laws.

  • There are no preemptive rights in existence in connection with the outstanding Holding Securities or Tejas Securities.

  • No actual or purported Transfer of any Holding Securities (or any portion thereof), nor any right thereto, whether voluntary or involuntary, direct or indirect, which is in violation of any provision of this Agreement shall be valid or effective to grant any Person any right, title or interest in or to such Holding Securities (or portion thereof) or any rights as a stockholder of Holding.


More Definitions of Holding Securities

Holding Securities. Unless the context otherwise requires, all capitalized terms that are not otherwise defined in this Agreement, shall have the meanings as defined in POLICY 1.1 - INTERPRETATION or in POLICY 5.4 - ESCROW, VENDOR CONSIDERATION AND RESALE RESTRICTIONS. When this Agreement refers to securities that a Securityholder "holds", it means that the Securityholder has direct or indirect beneficial ownership of or control or direction over the securities.
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Holding Securities. When this Agreement refers to securities that a Securityholder “holds”, it means that the Securityholder has direct or indirect beneficial ownership of, or control or direction over, the securities.
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Holding Securities means all shares of Holding Common Stock from time to owned by Gearon or any other Person other than the ATC Holders.
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Holding Securities. The Custodian shall hold and physically segregate for the account of the Fund all non-cash property, to be held by it in the United States, including all domestic securities owned by the Fund, other than (a) securities which are maintained pursuant to Section 2.10 in a clearing agency which acts as a securities depository or in a book-entry system authorized by the U.S. Department of the Treasury, collectively referred to herein as "Securities System" and (b) commercial paper of an issuer for which State Street Bank and Trust Company acts as issuing and paying agent ("Direct Paper") which is deposited and/or maintained in the Direct Paper System of the Custodian pursuant to Section 2.10.A."
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Holding Securities. The Custodian shall hold and physically segregate for the account of the Fund all non-cash property, including all securities owned by the Fund, other than (a) securities which are maintained pursuant to
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Related to Holding Securities

  • Outstanding Company Voting Securities means outstanding voting securities of the Company entitled to vote generally in the election of directors; and any specified percentage or portion of the Outstanding Company Voting Securities (or of other voting stock or voting securities) shall be determined based on the relative combined voting power of such securities;

  • Voting Securities means any securities of the Company that vote generally in the election of directors.

  • Existing Secured Notes means the previously issued debt securities of the Issuers outstanding on the date hereof.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Voting Stock of any Person as of any date means the Capital Stock of such Person that is at the time entitled to vote in the election of the Board of Directors of such Person.