exempt market dealer definition

exempt market dealer means a person or company registered in the category of exempt market dealer;
exempt market dealer means a person or company registered in the category of exempt market dealer; “IIROC” means the Investment Industry Regulatory Organization of Canada;
exempt market dealer means QIFM, which is also the Investment Advisor and Fund Manager. QIFM is registered as an exempt market dealer in Alberta, British Columbia, Nova Scotia, Ontario, Québec and Saskatchewan.

More Definitions of exempt market dealer

exempt market dealer means a person or company registered in the category of exempt market dealer; “foreign custodian” means any of the following:
exempt market dealer means a person or company registered in the category of exempt market dealer pursuant to NI 31-103;
exempt market dealer means a person or company registered in the category of exempt market dealer under National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”);
exempt market dealer means a person who is registered in the category of “Exempt Market Dealer” under NI 31-103;
exempt market dealer means Skyline Wealth Management Inc., a corporation governed by the laws of the Province of Ontario.
exempt market dealer has the meaning given to it in section 1.1 of NI 31-101;
exempt market dealer means a person or company registered in the category of exempt market dealer under National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations in Québec, Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations) (collectively, “NI 31-103”);