Conduct of Business Rules definition

Conduct of Business Rules means, in respect of The Bank of New York Mellon, London Branch, the rules set out in the COBS sourcebook of the FCA Rules and in respect of The Bank of New York Mellon SA/NV, the rules set out in the Applicable Regulations implementing MiFID into Belgian law and into Irish law;

Conduct of Business Rules means the rules set out in the Applicable Regulations implementing MiFID into German law;

Conduct of Business Rules means rules relating to conduct of business issued by the competent authority under various articles of this Act and under any regulations made thereunder;

Examples of Conduct of Business Rules in a sentence

• Liontrust International (Luxembourg) S.A. incorporated on 23 September, 2019 and authorised by and regulated for Conduct of Business Rules in Luxembourg by the COMMISSION de SURVEILLANCE du SECTEUR FINANCIER (“CSSF”), has been appointed as Distributor in respect of Member States in the EEA pursuant to the EEA Distribution Agreement.

• They should also be clear about the duties they owe to their Clients under the FCA’s Conduct of Business Rules (COB).

• Putting items in mobile shopping carts without checking out and then switching to desktop-based channels costs extra time and effort.

• Where the Bank does so, before acting it will inform the Client in writing of: (i) any applicable fees and charges and the basis on which they are calculated; (ii) the Bank’s best execution policy in force at the time; and (iii) certain information in connection with the Bank’s categorisation of the Client made pursuant to the Licensees (Conduct of Business) Rules 2016.

• The Registered Contacts of new Junior ISAs may be entitled to cancellation rights under the Financial Conduct Authority’s Conduct of Business Rules if they have received investment advice.

• If we agree to your categorisation as an “eligible counterparty”, you will lose certain protections afforded to “professional clients” by the FCA’s Conduct of Business Rules.

• These laws condition the employment of foreign workers by the issuance of a work permit by the Ministry of Labor.

• Revocation of The Licensed Insurer’s (Conduct of Business) Rules, 2018 (1) The Licensed Insurer’s (Conduct of Business) Rules, 2018 are revoked.

• Cancellation rights 2.1 Cancellation rights under the Financial Conduct Authority (FCA) Banking Conduct of Business Rules do not apply to the Account.

• It shall be incumbent on the respective Authorised Intermediaries to ascertain that all other applicable regulatory requirements relating to subscription of Bonds by an Applicant are complied with, including without limitation the obligation to comply with all applicable MiFIR requirements as well as applicable MFSA Rules for investment services providers, all applicable Anti-Money Laundering and Counter Terrorist Financing rules and regulations, as well as the applicable MFSA Conduct of Business Rules.

More Definitions of Conduct of Business Rules

Conduct of Business Rules means the conduct of business rulebook issued by the MFSA on 20 December 2017, as the same may be amended and/or supplemented from time to time;

Conduct of Business Rules means Rules, other than Banking Rules, which are issued by the competent authority in terms of article 4;

Conduct of Business Rules means Rules relating to conduct of business issued by the competent authority