Compliance Department definition

Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

Compliance Department means all SEF Officials and/or agents of BSEF (including the Regulatory Services Provider) that assist BSEF with the implementation, surveillance and enforcement of the BSEF Rules and other Obligations.

Compliance Department means the Compliance Department of Grantham, Mayo, Van Otterloo & Co. LLC. Communications required under this Code to be directed to the Compliance Department should in the first instance be directed to the CCO.

Examples of Compliance Department in a sentence

• The Compliance Department hereafter investigates and answers the complaint.

• For more information regarding the appeals process or to request forms, please contact our Compliance Department: Telephone: (000) 000-0000 (M-F, 8 a.m. – 5 p.m.) Facsimile: (000) 000-0000 Fax TDD (for the hearing impaired): (000) 000-0000 (M-F, 8 a.m. – 5 p.m.) CHAPTER 9 MONTHLY FEES Your monthly fee, if any, will depend on your eligibility for Medi-Cal (with an approved aid code) or a combination for Medi-Cal (with an approved aid code) and Medicare.

• Construction Contractor shall give Design Professional and Owner’s Environmental Compliance Department written notice within forty- eight (48) hours after the occurrence of the emergency, if Construction Contractor believes that any significant changes in the Work or variations from the Contract Documents have been caused thereby.

• If you do not receive a complete refund within thirty (30) days of your written request, please contact the Unicity Distributor Compliance Department by e-mail at xx@xxxxxxx.xxx.

• In addition, Construction Contractor shall deliver to Owner’s Environmental Compliance Department copies of any written notice of violations received by Construction Contractor or subcontractors within forty-eight (48) hours following notification by the regulatory agency.

More Definitions of Compliance Department

Compliance Department means the Legal and Compliance Department of Legg Mason.

Compliance Department means the Deutsche Asset Management Compliance Department.

Compliance Department means the designated persons listed on Appendix 2, as such Appendix shall be amended from time to time.

Compliance Department means the Company's compliance department located in Fort Lauderdale, Florida or its successor.

Compliance Department means TIM’s compliance department.

Compliance Department means the DWS Compliance Department and/or Deutsche Bank’s Employee Compliance Group.

Compliance Department means the Firm’s Compliance Department.