AXA Advisors definition

AXA Advisors means AXA Advisors, LLC, a Delaware limited liability company, our retail broker/dealer for our retirement and protection businesses and a wholly owned indirect subsidiary of Holdings.

Examples of AXA Advisors in a sentence

  • Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC.

  • AXA Advisors and its affiliates do not provide tax or legal advice.

  • Sullivan and Associates is not owned or operated by AXA Advisors or AXA Network.

  • Investment advisory products and services offered through AXA Advisors, LLC an investment advisor registered with the SEC.

  • All contributed funds are invested in a money market mutual fund through AXA Advisors, LLC.

  • Xxxxxxxxx, Vice President, Northeast Division, AXA Advisors, LLC, Bala Cynwyd, PA Xxxxxxx X.

  • Xxxxxx, Executive Vice President, South Central Division, AXA Advisors LLC, Columbia, MD Xxxxxx X.

  • Please consult your tax or legal advisors regarding your particular circumstances.Securities offered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC.

  • The automatic contribution portion of the tax savings plan is not provided through AXA Advisors or AXA Network.

  • Financial Professionals with Dergalis Associates offer securities through AXA Advisors LLC, NY, NY (212-314-4600), member FINRA, SIPC, and offer insurance and annuity products through AXA Network, LLC.

Related to AXA Advisors

  • Advisors has the meaning set forth in Section 14.06(c).

  • Independent Advisor means an independent, nationally recognized accounting firm approved by the Parties, where such approval shall not be unreasonably withheld by either Party.

  • Expert Advisor means a mechanical online trading system designed to automate trading activities on an electronic trading platform such as the Company’s Trading Platform. It can be programmed to alert the Client of a trading opportunity and can also trade his Trading Account automatically managing all aspects of trading operations from sending orders directly to the Trading Platform to automatically adjusting stop loss, Trailing Stops and take profit levels.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Advisers means a party or parties furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 6(a) hereof;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Asset Manager means the manager of each of the Series Assets as specified in each Series Designation or, its permitted successors or assigns, appointed in accordance with Section 5.10.

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.