Common use of Regulation Clause in Contracts

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 516 contracts

Samples: Sub Advisory Agreement (Principal Variable Contracts Funds Inc), Sub Advisory Agreement (Principal Variable Contracts Funds Inc), Sub Advisory Agreement (Principal Funds, Inc.)

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Regulation. The Both the Adviser and the Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 225 contracts

Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Symmetry Panoramic Trust), Investment Sub Advisory Agreement (1290 Funds)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 125 contracts

Samples: Investment Sub Advisory Agreement (RBB Fund, Inc.), Investment Sub Advisory Agreement (RBB Fund, Inc.), Investment Sub Advisory Agreement (RBB Fund, Inc.)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 105 contracts

Samples: Real Asset Fund (Principal Diversified Select Real Asset Fund), Sub‑advisory Agreement (Principal Variable Contracts Funds Inc), Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall provide prompt notice to the Adviser and the Trust of any such submission.

Appears in 58 contracts

Samples: Sub Advisory Agreement (JNL Series Trust), Advisory Agreement (Jackson Credit Opportunities Fund), Agreement (JNL Series Trust)

Regulation. The Sub-Advisor adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body by reason of this Agreement may reasonably request or require pursuant to applicable laws and regulations.

Appears in 51 contracts

Samples: Sub Advisory Agreement (Fidelity Commonwealth Trust II), Sub Advisory Agreement (Fidelity Commonwealth Trust II), Sub Advisory Agreement (Fidelity Commonwealth Trust II)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 27 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Investors Fund Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which that any such body may request or require pursuant to applicable laws and regulations.

Appears in 20 contracts

Samples: Sub Advisory Agreement (Old Westbury Funds Inc), Sub Advisory Agreement (Old Westbury Funds Inc), Sub Advisory Agreement (Old Westbury Funds Inc)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 19 contracts

Samples: Sub‑advisory Agreement (Principal Funds Inc), Sub‑advisory Agreement (Principal Funds Inc), Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 16 contracts

Samples: GMS Cayman Corporation (Principal Funds, Inc.), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Regulation. The Both the Adviser and the Sub-Advisor Advisers shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 15 contracts

Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (Eq Advisors Trust)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material material, which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 14 contracts

Samples: Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Sub Advisory Agreement (John Hancock Tax-Advantaged Dividend Income Fund)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may reasonably request or require pursuant to applicable laws and regulations.

Appears in 14 contracts

Samples: Sub Advisory Agreement (Principal Funds, Inc.), Sub Advisory Agreement (Principal Variable Contracts Funds Inc), Sub Advisory Agreement (Principal Variable Contracts Fund Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and shall promptly provide the Advisor and Trust with copies of such information, reports and materials.

Appears in 11 contracts

Samples: Mutual Participation Agreement (WisdomTree Investments, Inc.), Form of Sub Advisory Agreement (WisdomTree Trust), Form of Sub Advisory Agreement (WisdomTree Trust)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 10 contracts

Samples: Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Investment Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund), Sub Advisory Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund)

Regulation. The Sub-Advisor shall Adviser will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and will promptly provide the Adviser and Trust with copies of such information, reports and materials.

Appears in 10 contracts

Samples: Investment Sub Advisory Agreement (WisdomTree Digital Trust), Advisory Agreement (WisdomTree Digital Trust), Investment Sub Advisory Agreement (WisdomTree Trust)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may properly request or require pursuant to applicable laws and regulations.

Appears in 6 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor shall submit make available, promptly upon request, to all the Manager and the Fund any information, reports or other material which the Manager may be requested to provide to regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 6 contracts

Samples: Principal Investors (Principal Investors Fund Inc), Principal Funds Inc, Principal Funds Inc

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the Sub-Advisor in connection with the services provided by the Sub-Advisor pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and shall promptly provide the Advisor and Corporation with copies of such information, reports and materials.

Appears in 4 contracts

Samples: Interim Sub Advisory Agreement (TDX Independence Funds, Inc.), Sub Advisory Agreement (HealthShares (TM) Inc.), Sub Advisory Agreement (TDAX Funds, Inc.)

Regulation. The Sub-Advisor shall Adviser will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and will promptly provide the Adviser and Company with copies of such information, reports and materials.

Appears in 4 contracts

Samples: Sub Advisory Agreement (Db-X Exchange-Traded Funds Inc.), Sub Advisory Agreement (DBX ETF Trust), Sub Advisory Agreement (DBX ETF Trust)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies and courts having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulationslaws, regulations or subpoena.

Appears in 4 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Advisory Agreement (Principal Funds Inc), Advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations. 7.

Appears in 3 contracts

Samples: Principal Funds Inc, Principal Investors Fund Inc, Principal Investors Fund Inc

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which that any such body may request or require pursuant to applicable laws and regulations, subject to attorney-client and other similar privileges.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Old Westbury Funds Inc), Sub Advisory Agreement (Old Westbury Funds Inc), Sub Advisory Agreement (Old Westbury Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which that any such body may request or require pursuant to applicable laws and regulations. 10.

Appears in 3 contracts

Samples: Sub Advisory Agreement (Old Westbury Funds Inc), Sub Advisory Agreement (Old Westbury Funds Inc), Sub Advisory Agreement (Old Westbury Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body may by reason of this Agreement shall have the authority to request or require pursuant to applicable laws and regulations.

Appears in 3 contracts

Samples: Investment Sub Advisory Agreement (FEG Equity Access Fund LLC), Investment Sub Advisory Agreement (Feg Absolute Access Fund LLC), Investment Sub Advisory Agreement (Hatteras 1099 Advantage Institutional Fund)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided by it pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall provide prompt notice to the Adviser and the Trust of any such submission.

Appears in 3 contracts

Samples: Agreement (JNL Series Trust), JNL Series Trust (JNL Series Trust), JNL Series Trust

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and shall promptly provide the Investment Adviser and Trust with copies of such information, reports and materials if permitted by law or such regulatory or administrative body (as applicable).

Appears in 3 contracts

Samples: Form of Sub Advisory Agreement (WisdomTree Digital Trust), Sub Advisory Agreement (WisdomTree Trust), Sub Advisory Agreement (WisdomTree Trust)

Regulation. The Sub-Advisor Advisers shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Eq Advisors Trust), Investment Sub Advisory Agreement (1290 Funds)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall provide prompt notice to the Adviser and the Trust of any such submission which relates to this Agreement or a Fund through the completion by the Sub-Adviser of quarterly compliance questionnaires and annual review questionnaires.

Appears in 2 contracts

Samples: JNL Series Trust (JNL Series Trust), Advisory Agreement (JNL Series Trust)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies and courts having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulationslaws, regulations or subpoena.

Appears in 2 contracts

Samples: Sub‑advisory Agreement (Principal Funds Inc), Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall provide prompt written notice to the Adviser and the Trust of any such submission to the extent not prohibited by the applicable regulatory or administrative body.

Appears in 2 contracts

Samples: JNL Series Trust (JNL Series Trust), Agreement (JNL Series Trust)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall promptly inform the Adviser of any regulatory examination or investigation relating to the Fund or the services provided by the Sub-Adviser to the Portfolio and/or the Fund.

Appears in 2 contracts

Samples: Sub Advisory Agreement (MFS Series Trust Xiii), Sub Advisory Agreement (MFS Series Trust Xiii)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall provide prompt notice to the Adviser and the Trust of any such submission (to the extent permitted by applicable law or regulation).

Appears in 2 contracts

Samples: Advisory Agreement (JNL Series Trust), JNL Series Trust

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Dominion Funds Inc), Investment Sub Advisory Agreement (Dominion Funds Inc)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the Sub- Advisor in connection with the services provided by the Sub- Advisor pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Principal Funds Inc), Sub Advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which that any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Pioneer Global Value Fund), Sub Advisory Agreement (Pioneer Global Value Fund)

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Regulation. The Sub-Advisor adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body body, by reason of this Agreement, may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub Advisory Agreement (John Hancock Financial Trends Funds Inc)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over over. the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub Advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Sub‑Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the Sub-Advisor in connection with the services provided by the Sub-Advisor pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Both the Sub-Advisor Adviser and the Sub-Sub-Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services Services provided pursuant to this Agreement any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Sub Advisory Agreement (Eq Advisors Trust)

Regulation. The Sub-Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub Sub Advisory Agreement (Principal Funds, Inc.)

Regulation. The Both the Sub-Advisor Sub-Adviser and the Sub-Sub-Sub-Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services Services provided pursuant to this Agreement any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Sub Sub Advisory Agreement (Eq Advisors Trust)

Regulation. The Sub-Advisor shall Adviser will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and will promptly provide the Investment Adviser and Corporation with copies of such information, reports and materials.

Appears in 1 contract

Samples: Interim Sub Advisory Agreement (TDX Independence Funds, Inc.)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations. The Sub-Adviser shall provide prompt notice to the Adviser and the Trust of any such submission except if such notice is prohibited by law or regulation.

Appears in 1 contract

Samples: Agreement (JNL Series Trust)

Regulation. The Sub-Advisor shall shall, submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub Advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor shall Adviser shall, to the extent required by applicable law, submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to as may be required by such applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (RBB Fund Trust)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which that any such body may request or require pursuant to applicable laws and regulations, subject to attorney-client and other similar privileges. 9.

Appears in 1 contract

Samples: Sub Advisory Agreement (Old Westbury Funds Inc)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations. The Manager acknowledges that it has received Part 2 of Sub-Advisor’s current Form ADV at least 48 hours before entering into this Agreement.

Appears in 1 contract

Samples: Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations, subject to reasonable objection by the Sub-Advisor.

Appears in 1 contract

Samples: Sub Advisory Agreement (Principal Funds, Inc.)

Regulation. The Sub-Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.. 949180-2

Appears in 1 contract

Samples: Sub Advisory Agreement (Principal Funds, Inc.)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may reasonably request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Eq Advisors Trust (Eq Advisors Trust)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and shall promptly provide the Investment Adviser and Corporation with copies of such information, reports and materials.

Appears in 1 contract

Samples: Sub Advisory Agreement (TDAX Funds, Inc.)

Regulation. The Sub-Advisor Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement and will furnish any Series’ information, reports or other material solely in Sub-Advisor’s possession which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Sub‑advisory Agreement (Principal Funds Inc)

Regulation. The Sub-Advisor Sub‑Sub‑Advisor shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports or other material which any such body may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Sub‑advisory Agreement (Principal Diversified Select Real Asset Fund)

Regulation. The Sub-Advisor shall Adviser will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and to the extent permitted by applicable law, will promptly provide the Adviser and Trust with advance notice of its intent to submit any such materials and copies of all such information, reports and materials provided.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (WisdomTree Trust)

Regulation. The Sub-Advisor shall Adviser will submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulationsregulations and will promptly provide the Advisor and Corporation with copies of such information, reports and materials.

Appears in 1 contract

Samples: Interim Sub Advisory Agreement (TDX Independence Funds, Inc.)

Regulation. The Both the Manager and the Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Eq Advisors Trust)

Regulation. The Sub-Advisor Adviser shall submit to all regulatory and administrative bodies having jurisdiction havingjurisdiction over the services provided pursuant to this Agreement any information, reports reports, or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws and regulations.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Destra Multi-Alternative Fund)

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