Common use of DEFINITIONS AND INCORPORATION Clause in Contracts

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 Section 1.04 Rules of Constructio 11 ARTICLE 2. THE NOTES Section 2.01 Form and Dating. 12 Section 2.02 Execution and Authentication 13 Section 2.03 Registrar and Paying Agen 14 Section 2.04 Paying Agent to Hold Money in Trust. 14 Section 2.05 Holder Lists 14 Section 2.06 Transfer and Exchange 14 Section 2.07 Replacement Note 27 Section 2.08 Outstanding Notes 27 Section 2.09 Treasury Notes. 27 Section 2.10 Temporary Notes 27 Section 2.11 Cancellation 28 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 ARTICLE 3. REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 Section 3.03 Notice of Redemption 31 Section 3.04 Effect of Notice of Redemption 32 Section 3.05 Deposit of Redemption or Purchase Price 32 Section 3.06 Notes Redeemed or Purchased in Part 33 Section 3.07 Optional Redemption 33 Section 3.08 Mandatory Redemption 34 Section 3.09 Redemption for Taxation Reasons 34 ARTICLE 4. COVENANTS Section 4.01 Payment of Notes 35 Section 4.02 Maintenance of Office or Agency 35 Section 4.03 Reports 36 Section 4.04 Compliance Certificate 36 Section 4.05 Taxes 36 Section 4.06 Stay, Extension and Usury Laws 37 Section 4.07 Corporate Existence 37 Section 4.08 Limitation on Secured Debt 37 Section 4.09 Offer to Purchase Upon Change of Control Triggering Event 38 Page Section 4.10 Limitation on Sale and Lease-back Transactions 39 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Broadcom Inc.)

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DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 [Reserved] 10 Section 1.04 Rules of Constructio 11 Construction 10 ARTICLE 2. THE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01 Designation Amount and Issue of Notes 11 Section 2.02 Form of Notes 11 Section 2.03 Date and Dating. Denomination of Notes; Payments of Interest 12 Section 2.02 2.04 Execution and Authentication of Notes 13 Section 2.03 Registrar 2.05 Registrar, Paying Agents and Paying Agen 14 Section 2.04 Paying Agent to Hold Money in Trust. 14 Section 2.05 Holder Lists Transfer Agents 14 Section 2.06 Transfer and Exchange 14 Section 2.07 Replacement Note 27 Mutilated, Destroyed, Lost or Stolen Notes 21 Section 2.08 Outstanding Temporary Notes 27 21 Section 2.09 Treasury Notes. 27 Cancellation of Notes 22 Section 2.10 Temporary Notes 27 Common Code and ISIN Number 22 Section 2.11 Cancellation 28 Issuance of Additional Notes 22 Section 2.12 Defaulted Interest 28 New Safekeeping Structure 22 Section 2.13 Additional Amounts 28 Election of Common Safekeeper 23 Section 2.14 Authority to Authenticate and Effectuate 23 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT OF NOTES Section 3.01 Notices to Trustee 31 Optional Redemption of Notes 23 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 Redemption upon Changes in Withholding Tax 23 Section 3.03 Notice of Redemption 31 Optional Redemption, Selection of Notes 24 Section 3.04 Effect Payment of Notice of Notes Called for Redemption 32 by the Issuer 25 Section 3.05 Deposit of Redemption or Purchase Price 32 Section 3.06 Notes Redeemed or Purchased in Part 33 Section 3.07 Optional Redemption 33 Section 3.08 Mandatory Redemption 34 Section 3.09 Redemption for Taxation Reasons 34 Sinking Fund 26 ARTICLE 4. 4 PARTICULAR COVENANTS OF THE COMPANY Section 4.01 Payment of Notes 35 26 Section 4.02 Maintenance of Office or Agency 35 26 Section 4.03 Reports 36 Appointments to Fill Vacancies in Trustee’s Office 27 Section 4.04 Compliance Certificate 36 Provisions as to the Agents 27 Section 4.05 Taxes 36 Existence 28 Section 4.06 Reports 28 Section 4.07 Stay, Extension and Usury Laws 37 Section 4.07 Corporate Existence 37 29 Section 4.08 Limitation on Secured Debt 37 Compliance Certificate 29 Section 4.09 Offer to Purchase Upon Change of Control Triggering Event 38 Page Taxes 29 Section 4.10 Limitation Limitations on Sale and Lease-back Transactions 39 Incurrence of Indebtedness 29 Section 4.11 Exempted Indebtedness 40 Maintenance of Properties 30 Section 4.12 Classification 40 ARTICLE 5.Insurance 31 Section 4.13 Maintenance of Listing 31 Section 4.14 Payment of Additional Amounts 31 Section 4.15 Officers’ Certificate for Additional Amounts 33

Appears in 1 contract

Samples: Digital Realty Trust, L.P.

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 6 Section 1.02 Other Definitions 10 21 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 21 Section 1.04 Rules of Constructio 11 Construction 22 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 22 Section 2.02 Execution and Authentication 13 23 Section 2.03 Registrar and Paying Agen 14 Agent 23 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 24 Section 2.05 Holder Lists 14 24 Section 2.06 Transfer and Exchange 14 24 Section 2.07 Replacement Note 27 Notes 34 Section 2.08 Outstanding Notes 27 35 Section 2.09 Treasury Notes. 27 Notes 35 Section 2.10 Temporary Notes 27 35 Section 2.11 Cancellation 28 35 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 36 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 36 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 36 Section 3.03 Notice of Redemption 31 36 Section 3.04 Effect of Notice of Redemption 32 37 Section 3.05 Deposit of Redemption or Purchase Price 32 37 Section 3.06 Notes Redeemed or Purchased in Part 33 38 Section 3.07 Optional Redemption 33 38 Section 3.08 Mandatory Redemption 34 Disposition Pursuant to Gaming Laws 39 Section 3.09 Mandatory Redemption for Taxation Reasons 34 40 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 41 Section 4.02 Maintenance of Office or Agency 35 41 Section 4.03 Reports 36 41 Section 4.04 Compliance Certificate 36 42 Section 4.05 Taxes 36 42 Section 4.06 Stay, Extension and Usury Laws 37 43 Section 4.07 Restricted Payments 43 Section 4.08 Incurrence of Indebtedness and Issuance of Preferred Stock 45 Section 4.09 Transactions with Affiliates 47 Section 4.10 Liens 49 Section 4.11 Corporate Existence 37 50 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.12 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 50 Section 4.10 Limitation on Sale and Lease-back Transactions 39 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 ARTICLE 5.4.13 Maintenance of Interest Coverage 51

Appears in 1 contract

Samples: Security and Control Agreement (Icahn Enterprises Holdings L.P.)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 43 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 43 Section 1.04 Rules of Constructio 11 Construction 44 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 44 Section 2.02 Execution and Authentication 13 45 Section 2.03 Registrar and Paying Agen 14 Agent 45 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 46 Section 2.05 Holder Lists 14 46 Section 2.06 Transfer and Exchange 14 46 Section 2.07 Replacement Note 27 Notes 58 Section 2.08 Outstanding Notes 27 58 Section 2.09 Treasury Notes. 27 Notes 59 Section 2.10 Temporary Notes 27 59 Section 2.11 Cancellation 28 59 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 59 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 59 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 60 Section 3.03 Notice of Redemption 31 60 Section 3.04 Effect of Notice of Redemption 32 61 Section 3.05 Deposit of Redemption or Purchase Price 32 61 Section 3.06 Notes Redeemed or Purchased in Part 33 62 Section 3.07 Optional Redemption 33 62 Section 3.08 Mandatory Redemption 34 Section 3.09 Redemption for Taxation Reasons 34 63 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 64 Section 4.02 Maintenance of Office or Agency 35 64 Section 4.03 SEC Reports 36 64 Section 4.04 Compliance Certificate 36 65 Section 4.05 Taxes 36 [Intentionally Omitted] 65 Section 4.06 Stay, Extension and Usury Laws 37 65 Section 4.07 Corporate Existence 37 Limitation on Restricted Payments 66 Section 4.08 Limitation on Secured Debt 37 Restrictions on Distributions from Restricted Subsidiaries 70 Section 4.09 Limitation on Indebtedness 72 Section 4.10 Limitation on Sales of Assets and Subsidiary Stock 75 Section 4.11 Limitation on Transactions with Affiliates 80 Section 4.12 Limitation on Liens 82 Section 4.13 Business Activities 82 Section 4.14 Corporate Existence 82 Section 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 82 Section 4.10 4.16 [Intentionally Omitted] 85 Section 4.17 Limitation on the Sale and Lease-back Transactions 39 or Issuance of Preferred Stock of Restricted Subsidiaries 85 Section 4.11 Exempted Indebtedness 40 4.18 Future Subsidiary Guarantors 85 Section 4.12 Classification 40 4.19 Further Assurances; Insurance 85 ARTICLE 5.

Appears in 1 contract

Samples: Supplemental Indenture (Del Laboratories Inc)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 31 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 32 Section 1.04 Rules of Constructio 11 Construction 32 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 33 Section 2.02 Execution and Authentication 13 34 Section 2.03 Registrar and Paying Agen 14 Agent 35 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 35 Section 2.05 Holder Lists 14 35 Section 2.06 Transfer and Exchange 14 36 Section 2.07 Replacement Note 27 Notes 48 Section 2.08 Outstanding Notes 27 48 Section 2.09 Treasury Notes. 27 Notes 48 Section 2.10 Temporary Notes 27 49 Section 2.11 Cancellation 28 49 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 49 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 49 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 50 Section 3.03 Notice of Redemption 31 50 Section 3.04 Effect of Notice of Redemption 32 51 Section 3.05 Deposit of Redemption or Purchase Price 32 51 Section 3.06 Notes Redeemed or Purchased in Part 33 52 Section 3.07 Optional Redemption 33 Section 3.08 Mandatory Redemption 34 Section 3.09 Redemption for Taxation Reasons 34 52 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 53 Section 4.02 Maintenance of Office or Agency 35 53 Section 4.03 Reports 36 54 Section 4.04 Compliance Certificate 36 55 Section 4.05 Taxes 36 55 Section 4.06 Stay, Extension and Usury Laws 37 56 Section 4.07 Corporate Existence 37 Restricted Payments 56 Section 4.08 Limitation on Secured Debt 37 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 60 Section 4.09 Offer to Purchase Upon Change Incurrence of Control Triggering Event 38 Page Indebtedness and Issuance of Preferred Stock 62 Section 4.10 Limitation on Sale and Lease-back Transactions 39 Asset Sales 65 Section 4.11 Exempted Indebtedness 40 Transactions with Affiliates 69 Section 4.12 Classification 40 ARTICLE 5.Liens 71

Appears in 1 contract

Samples: Supplemental Indenture (NGL Energy Partners LP)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 23 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 24 Section 1.04 Rules of Constructio 11 Construction 24 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 25 Section 2.02 Execution and Authentication 13 25 Section 2.03 Registrar and Paying Agen 14 Agent 26 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 26 Section 2.05 Holder Lists 14 26 Section 2.06 Transfer and Exchange 14 26 Section 2.07 Replacement Note 27 Notes 36 Section 2.08 Outstanding Notes 27 36 Section 2.09 Treasury Notes. 27 Notes 37 Section 2.10 Temporary Notes 27 37 Section 2.11 Cancellation 28 37 Section 2.12 Defaulted Interest 28 37 Section 2.13 Issuance of Additional Amounts 28 Notes 38 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 38 Section 3.02 Selection of Notes to To Be Redeemed or Purchased 31 38 Section 3.03 Notice of Redemption 31 39 Section 3.04 Effect of Notice of Redemption 32 40 Section 3.05 Deposit of Redemption or Purchase Price 32 40 Section 3.06 Notes Redeemed or Purchased in Part 33 40 Section 3.07 Optional Redemption 33 40 Section 3.08 Mandatory Redemption 34 41 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 41 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 43 Section 4.02 Maintenance of Office or Agency 35 43 Section 4.03 Reports 36 43 Section 4.04 Compliance Certificate 36 44 Section 4.05 Taxes 36 44 Section 4.06 Stay, Extension and Usury Laws 37 44 Section 4.07 Restricted Payments 45 Page Section 4.08 Dividend and Other Payment Restrictions Affecting Subsidiaries 48 Section 4.09 Incurrence of Indebtedness and Issuance of Disqualified Equity 49 Section 4.10 Asset Sales 52 Section 4.11 Transactions with Affiliates 54 Section 4.12 Liens 55 Section 4.13 Limitations on Finance Corp. Activities 56 Section 4.14 Corporate Existence 37 56 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 56 Section 4.10 Limitation on Sale 4.16 Additional Guarantors 58 Section 4.17 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries 58 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.18 Covenant Termination 58 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Tesoro Logistics Lp)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 32 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 33 Section 1.04 Rules of Constructio 11 Construction 33 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 34 Section 2.02 Execution and Authentication 13 34 Section 2.03 Registrar and Paying Agen 14 Agent 35 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 35 Section 2.05 Holder Lists 14 35 Section 2.06 Transfer and Exchange 14 36 Section 2.07 Replacement Note 27 Notes 47 Section 2.08 Outstanding Notes 27 48 Section 2.09 Treasury Notes. 27 Notes 48 Section 2.10 Temporary Notes 27 48 Section 2.11 Cancellation 28 49 Section 2.12 Defaulted Interest 28 49 Section 2.13 Issuance of Additional Amounts 28 Notes 49 Section 2.14 Record Date 49 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 50 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 50 Section 3.03 Notice of Redemption 31 50 Section 3.04 Effect of Notice of Redemption 32 51 Section 3.05 Deposit of Redemption or Purchase Price 32 51 Section 3.06 Notes Redeemed or Purchased in Part 33 52 Section 3.07 Optional Redemption 33 52 Section 3.08 Mandatory Redemption 34 53 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 53 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 55 Section 4.02 Maintenance of Office or Agency 35 55 Section 4.03 Reports 36 55 Section 4.04 Compliance Certificate 36 57 Section 4.05 Taxes 36 57 Section 4.06 Stay, Extension and Usury Laws 37 57 Section 4.07 Restricted Payments 58 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 61 Page Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 63 Section 4.10 Asset Sales 67 Section 4.11 Transactions with Affiliates 69 Section 4.12 Liens 70 Section 4.13 Business Activities 71 Section 4.14 Corporate Existence 37 71 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 71 Section 4.10 4.16 Limitation on Sale and Lease-back Leaseback Transactions 39 73 Section 4.11 Exempted Indebtedness 40 4.17 Payments for Consent 73 Section 4.12 Classification 40 4.18 Additional Note Guarantees 73 Section 4.19 Designation of Restricted and Unrestricted Subsidiaries 74 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Carmike Cinemas Inc)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 52 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 53 Section 1.04 Rules of Constructio 11 Construction 53 Section 1.05 Divisions 54 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 54 Section 2.02 Execution and Authentication 13 55 Section 2.03 Registrar and Paying Agen 14 Agent 55 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 56 Section 2.05 Holder Lists 14 56 Section 2.06 Transfer and Exchange 14 56 Section 2.07 Replacement Note 27 Notes 68 Section 2.08 Outstanding Notes 27 68 Section 2.09 Treasury Notes. 27 Notes 69 Section 2.10 Temporary Notes 27 69 Section 2.11 Cancellation 28 69 Section 2.12 Defaulted Interest 28 70 Section 2.13 Issuance of Additional Amounts 28 Notes 70 Section 2.14 Method of Submission 70 Section 2.15 Trustee’s Duty to Monitor 70 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 71 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 71 Section 3.03 Notice of Redemption 31 72 Section 3.04 Effect of Notice of Redemption 32 73 Section 3.05 Deposit of Redemption or Purchase Price 32 73 Section 3.06 Notes Redeemed or Purchased in Part 33 74 Section 3.07 Optional Redemption 33 74 Section 3.08 Mandatory Redemption 34 Section 3.09 Redemption for Taxation Reasons 34 75 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 76 Section 4.02 Maintenance of Office or Agency 35 76 Section 4.03 Reports 36 77 Section 4.04 Compliance Certificate 36 77 Section 4.05 Taxes 36 Section 4.06 Stay, Extension and Usury Laws 37 78 Section 4.06 Restricted Payments 78 Section 4.07 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 85 Section 4.08 Incurrence of Indebtedness 88 Section 4.09 Asset Sales 95 Section 4.10 Transactions with Affiliates 99 Section 4.11 Liens 102 Section 4.12 Corporate Existence 37 103 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.13 Offer to Purchase Upon Change of Control Triggering Event 38 Page 103 Section 4.10 4.14 Limitation on Issuances of Guarantees by Subsidiary Guarantors 105 Section 4.15 Suspension of Covenants 105 Section 4.16 Maintenance of Total Unencumbered Assets 107 Section 4.17 Future Guarantors 107 Section 4.18 Limited Condition Transactions 107 ARTICLE 5 SUCCESSORS Section 5.01 Consolidation, Merger and Sale of Assets 108 Section 5.02 Successor Corporation Substituted 108 ARTICLE 6 DEFAULTS AND REMEDIES Section 6.01 Events of Default 109 Section 6.02 Acceleration 111 Section 6.03 Other Remedies 113 Section 6.04 Waiver of Past Defaults 114 Section 6.05 Control by Majority 114 Section 6.06 Limitation on Suits 114 Section 6.07 Rights of Holders to Receive Payment 115 Section 6.08 Collection Suit by Trustee 115 Section 6.09 Trustee May File Proofs of Claim 115 Section 6.10 Priorities 116 Section 6.11 Undertaking for Costs 116 ARTICLE 7 TRUSTEE Section 7.01 Duties of Trustee 116 Section 7.02 Rights of Trustee 117 Section 7.03 Individual Rights of the Trustee 119 Section 7.04 Trustee’s Disclaimer 120 Section 7.05 Notice of Defaults 120 Section 7.06 Compensation and Lease-back Transactions 39 Indemnity 120 Section 4.11 Exempted Indebtedness 40 7.07 Replacement of Trustee 121 Section 4.12 Classification 40 7.08 Successor Trustee by Merger, etc. 122 Section 7.09 Eligibility; Disqualification 122 Section 7.10 Preferential Collection of Claims Against Issuer 122 ARTICLE 5.8 LEGAL DEFEASANCE AND COVENANT DEFEASANCE Section 8.01 Option to Effect Legal Defeasance or Covenant Defeasance 123 Section 8.02 Legal Defeasance and Discharge 123 Section 8.03 Covenant Defeasance 123 Section 8.04 Conditions to Legal or Covenant Defeasance 124 Section 8.05 Deposited Money and Government Securities to be Held in Trust; Other Miscellaneous Provisions 125 Section 8.06 Repayment to Issuer 126 Section 8.07 Reinstatement 126 ARTICLE 9 AMENDMENT, SUPPLEMENT AND WAIVER Section 9.01 Without Consent of Holders 126 Section 9.02 With Consent of Holders 128 Section 9.03 Revocation and Effect of Consents 130 Section 9.04 Notation on or Exchange of Notes 130 Section 9.05 Trustee to Sign Amendments, etc. 130

Appears in 1 contract

Samples: Indenture (Xenia Hotels & Resorts, Inc.)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 47 Section 1.03 Incorporation by Reference Inapplicability of Trust Indenture Act 11 48 Section 1.04 Rules of Constructio 11 Construction 48 ARTICLE 2. THE NOTES Section 2.01 Form and Dating. 12 Dating 48 Section 2.02 Execution and Authentication 13 49 Section 2.03 Registrar and Paying Agen 14 Agent 50 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 50 Section 2.05 Holder Lists 14 50 Section 2.06 Transfer and Exchange 14 50 Section 2.07 Replacement Note 27 Notes 63 Section 2.08 Outstanding Notes 27 64 Section 2.09 Treasury Notes. 27 Notes 64 Section 2.10 Temporary Notes 27 64 Section 2.11 Cancellation 28 65 Section 2.12 Defaulted Interest 28 65 Section 2.13 Additional Amounts 28 CUSIP or ISIN Numbers 65 ARTICLE 3. REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 65 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 66 Section 3.03 Notice of Redemption 31 66 Section 3.04 Effect of Notice of Redemption 32 67 Section 3.05 Deposit of Redemption or Purchase Price 32 67 Section 3.06 Notes Redeemed or Purchased in Part 33 68 Section 3.07 Optional Redemption 33 68 Section 3.08 Mandatory Redemption 34 69 Section 3.09 Offer to Purchase by Application of Excess Proceeds 69 Section 3.10 Redemption for Taxation Reasons 34 Changes in Taxes 71 ARTICLE 4. COVENANTS Section 4.01 Payment of Notes 35 72 Section 4.02 Maintenance of Office or Agency 35 72 Section 4.03 Reports 36 73 Section 4.04 Compliance Certificate 36 74 Page Section 4.05 Taxes 36 74 Section 4.06 Stay, Extension and Usury Laws 37 74 Section 4.07 Restricted Payments 75 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 80 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 82 Section 4.10 Asset Sales 87 Section 4.11 Transactions with Affiliates 89 Section 4.12 Liens 92 Section 4.13 Corporate Existence 37 92 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 92 Section 4.10 4.15 [Reserved] 94 Section 4.16 Limitation on Sale Leaseback Transactions 94 Section 4.17 Payments for Consent 95 Section 4.18 Additional Note Guarantees 95 Section 4.19 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries 95 Section 4.11 Exempted Indebtedness 40 4.20. Fall Away Event 96 Section 4.12 Classification 40 4.21. Additional Amounts 98 Section 4.22. [Reserved] 101 Section 4.23 Creation and Perfection of Certain Security Interests After the Issue Date 101 ARTICLE 5.

Appears in 1 contract

Samples: Supplemental Indenture (Endo International PLC)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 Section 1.04 Rules of Constructio Construction 11 ARTICLE 2. 2 THE NOTES DEBENTURES Section 2.01 Form and Dating. Dating 12 Section 2.02 Execution and Authentication 13 Section 2.03 Registrar and Paying Agen Agent 14 Section 2.04 Paying Agent to Hold Money in Trust. Trust 14 Section 2.05 Holder Lists 14 Section 2.06 Transfer and Exchange 14 Section 2.07 Replacement Note 27 Debentures 26 Section 2.08 Outstanding Notes 27 Debentures 26 Section 2.09 Treasury Notes. 27 Debentures 26 Section 2.10 Temporary Notes 27 Debentures 26 Section 2.11 Cancellation 28 27 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 ARTICLE 3. 27 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 27 Section 3.02 Selection of Notes Debentures to Be Redeemed or Purchased 31 27 Section 3.03 Notice of Redemption 31 28 Section 3.04 Effect of Notice of Redemption 32 29 Section 3.05 Deposit of Redemption or Purchase Price 32 29 Section 3.06 Notes Debentures Redeemed or Purchased in Part 33 29 Section 3.07 Optional Redemption 33 29 Section 3.08 Mandatory Redemption 34 Repurchase at Option of the Holder 30 Section 3.09 Redemption for Taxation Reasons 34 Effect of a Repurchase Notice 31 Section 3.10 Repurchase at Option of Holder Upon a Designated Event 31 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 Debentures 34 Section 4.02 Maintenance of Office or Agency 35 34 Section 4.03 Reports 36 35 Section 4.04 Compliance Certificate 36 35 Section 4.05 Taxes 36 Section 4.06 Stay, Extension and Usury Laws 37 36 Section 4.07 Corporate Existence 36 Section 4.08 No Layering of Debt 36 Section 4.09 Payments for Consent 37 Section 4.08 Limitation on Secured Debt 4.10 Additional Debenture Guarantees 37 Section 4.09 Offer to Purchase Upon Change of Control Triggering Event 38 Page Section 4.10 Limitation on Sale and Lease-back Transactions 39 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 ARTICLE 5.

Appears in 1 contract

Samples: Supplemental Indenture (Broadwing Corp)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 4 Section 1.02 Other Definitions 10 33 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 34 Section 1.04 Rules of Constructio 11 Construction 34 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 35 Section 2.02 Execution and Authentication 13 35 Section 2.03 Registrar and Paying Agen 14 Agent 36 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 36 Section 2.05 Holder Lists 14 37 Section 2.06 Transfer and Exchange 14 37 Section 2.07 Replacement Note 27 Notes 49 Section 2.08 Outstanding Notes 27 49 Section 2.09 Treasury Notes. 27 Notes 49 Section 2.10 Temporary Notes 27 50 Section 2.11 Cancellation 28 50 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 50 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 50 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 51 Section 3.03 Notice of Redemption 31 51 Section 3.04 Effect of Notice of Redemption 32 52 Section 3.05 Deposit of Redemption or Purchase Price 32 52 Section 3.06 Notes Redeemed or Purchased in Part 33 53 Section 3.07 Optional Redemption 33 53 Section 3.08 Mandatory Redemption 34 Redemption; Open Market Purchases 54 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 54 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 56 Section 4.02 Maintenance of Office or Agency 35 56 Section 4.03 Reports 36 56 Section 4.04 Compliance Certificate 36 58 Section 4.05 Taxes 36 58 Section 4.06 Stay, Extension and Usury Laws 37 58 Section 4.07 Restricted Payments 59 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 63 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 65 Section 4.10 Asset Sales 69 Section 4.11 Transactions with Affiliates 72 Section 4.12 Liens 74 Section 4.13 Corporate Existence 37 74 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 74 Section 4.10 Limitation on Sale 4.15 Additional Note Guarantees 76 Section 4.16 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries 77 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.17 Changes in Covenants When Notes Are Rated Investment Grade 77 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Teleflex Inc)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 41 Section 1.03 Incorporation by Reference Rules of Trust Indenture Act 11 Construction 42 Section 1.04 Rules of Constructio 11 Luxembourg terms 43 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 44 Section 2.02 Execution and Authentication 13 44 Section 2.03 Registrar and Paying Agen 14 Agent 45 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 45 Section 2.05 Holder Lists 14 46 Section 2.06 Transfer and Exchange 14 46 Section 2.07 Replacement Note 27 Notes 58 Section 2.08 Outstanding Notes 27 58 Section 2.09 Treasury Notes. 27 Notes 58 Section 2.10 Temporary Notes 27 58 Section 2.11 Cancellation 28 59 Section 2.12 Defaulted Interest 28 59 Section 2.13 Additional Amounts 28 CUSIP Numbers 59 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 59 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 60 Section 3.03 Notice of Redemption 31 60 Section 3.04 Effect of Notice of Redemption 32 61 Section 3.05 Deposit of Redemption or Purchase Price 32 61 Section 3.06 Notes Redeemed or Purchased in Part 33 62 Section 3.07 Optional Redemption 33 62 Section 3.08 Mandatory Redemption 34 63 Section 3.09 Redemption for Taxation Reasons 34 Offer to Repurchase by Application of Excess Proceeds of Asset Sales 63 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 65 Section 4.02 Maintenance of Office or Agency 35 65 Section 4.03 Reports 36 65 Section 4.04 Compliance Certificate 36 67 Section 4.05 Taxes 36 68 Section 4.06 Stay, Extension and Usury Laws 37 68 Section 4.07 Restricted Payments 68 Section 4.08 Dividend and Other Payment Restrictions Affecting Subsidiaries 73 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 75 Section 4.10 Asset Sales 80 Section 4.11 Transactions with Affiliates 83 Section 4.12 Liens 85 Section 4.13 Corporate Existence 37 85 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 86 Section 4.10 Limitation on Sale 4.15 Limited Condition Transactions 87 Section 4.16 Additional Note Guarantees 87 Section 4.17 Designation of Restricted and LeaseUnrestricted Subsidiaries 88 Section 4.18 Changes in Covenants when Notes are Rated Investment Grade 89 Section 4.19 After-back Transactions 39 Acquired Collateral 90 Section 4.11 Exempted Indebtedness 40 4.20 Further Assurances 91 Section 4.12 Classification 40 4.21 Post-Closing Covenants 91 ARTICLE 5.

Appears in 1 contract

Samples: Supplemental Indenture (Herbalife Ltd.)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 26 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 26 Section 1.04 Rules of Constructio 11 Construction 27 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 27 Section 2.02 Execution and Authentication 13 28 Section 2.03 Registrar and Paying Agen 14 Agent 28 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 29 Section 2.05 Holder Lists 14 29 Section 2.06 Transfer and Exchange 14 29 Section 2.07 Replacement Note 27 Notes 41 Section 2.08 Outstanding Notes 27 41 Section 2.09 Treasury Notes. 27 Notes 42 Section 2.10 Temporary Notes 27 42 Section 2.11 Cancellation 28 42 Section 2.12 Defaulted Interest 28 42 Section 2.13 Issuance of Additional Amounts 28 Notes 43 Section 2.14 CUSIP Numbers 43 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 43 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 43 Section 3.03 Notice of Redemption 31 44 Section 3.04 Effect of Notice of Redemption 32 45 Section 3.05 Deposit of Redemption or Purchase Price 32 45 Section 3.06 Notes Redeemed or Purchased in Part 33 45 Section 3.07 Optional Redemption 33 45 Section 3.08 Mandatory Redemption 34 46 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 46 Section 3.10 Purchase of Notes 48 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 48 Section 4.02 Maintenance of Office or Agency 35 49 Section 4.03 Reports 36 49 Section 4.04 Compliance Certificate 36 50 Section 4.05 Taxes 36 51 Section 4.06 Stay, Extension and Usury Laws 37 51 Section 4.07 Restricted Payments 51 Page Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 55 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 57 Section 4.10 Asset Sales 61 Section 4.11 Transactions with Affiliates 63 Section 4.12 Liens 65 Section 4.13 Business Activities 65 Section 4.14 Corporate Existence 37 65 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 65 Section 4.10 Limitation on Sale 4.16 Payments for Consent 67 Section 4.17 Additional Note Guarantees 68 Section 4.18 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries 68 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.19 Changes in Covenants if Notes Rated Investment Grade 69 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (CST Brands, Inc.)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 31 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 31 Section 1.04 Rules of Constructio 11 Construction 32 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 32 Section 2.02 Execution and Authentication 13 33 Section 2.03 Registrar and Paying Agen 14 Agent 34 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 34 Section 2.05 Holder Lists 14 34 Section 2.06 Transfer and Exchange 14 35 Section 2.07 Replacement Note 27 Notes 47 Section 2.08 Outstanding Notes 27 47 Section 2.09 Treasury Notes. 27 Notes 48 Section 2.10 Temporary Notes 27 48 Section 2.11 Cancellation 28 48 Section 2.12 Defaulted Interest 28 48 Section 2.13 Additional Amounts 28 CUSIP Numbers 49 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 49 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 49 Section 3.03 Notice of Redemption 31 50 Section 3.04 Effect of Notice of Redemption 32 51 Section 3.05 Deposit of Redemption or Purchase Price 32 51 Section 3.06 Notes Redeemed or Purchased in Part 33 51 Section 3.07 Optional Redemption 33 51 Section 3.08 Mandatory Redemption 34 52 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 52 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 54 Section 4.02 Maintenance of Office or Agency 35 55 Section 4.03 Reports 36 55 Section 4.04 Compliance Certificate 36 56 Section 4.05 Taxes 36 56 Page Section 4.06 Stay, Extension and Usury Laws 37 57 Section 4.07 Restricted Payments 57 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 62 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 64 Section 4.10 Asset Sales 68 Section 4.11 Transactions with Affiliates 71 Section 4.12 Liens 73 Section 4.13 Corporate Existence 37 73 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 73 Section 4.10 Limitation on Sale 4.15 Payments for Consent 75 Section 4.16 Additional Note Guarantees 75 Section 4.17 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries 75 Section 4.11 Exempted Indebtedness 40 4.18 [Reserved] 76 Section 4.12 Classification 40 4.19 Changes in Covenants When Notes Rated Investment Grade 76 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Acadia Healthcare Company, Inc.)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 34 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 35 Section 1.04 Rules of Constructio 11 Construction 35 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 36 Section 2.02 Execution and Authentication 13 37 Section 2.03 Registrar and Paying Agen 14 Agent 37 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 38 Section 2.05 Holder Lists 14 38 Section 2.06 Transfer and Exchange 14 38 Section 2.07 Replacement Note 27 Notes 50 Section 2.08 Outstanding Notes 27 50 Section 2.09 Treasury Notes. 27 Notes 51 Section 2.10 Temporary Notes 27 51 Section 2.11 Cancellation 28 51 Section 2.12 Defaulted Interest 28 51 Section 2.13 Additional Amounts 28 CUSIP Numbers 52 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 52 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 52 Section 3.03 Notice of Redemption 31 53 Section 3.04 Effect of Notice of Redemption 32 53 Section 3.05 Deposit of Redemption or Purchase Price 32 54 Section 3.06 Notes Redeemed or Purchased in Part 33 54 Section 3.07 Optional Redemption 33 54 Section 3.08 Mandatory Redemption 34 56 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 56 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 56 Section 4.02 Maintenance of Office or Agency 35 57 Section 4.03 Reports 36 57 Section 4.04 Compliance Certificate 36 59 Section 4.05 Taxes 36 59 Page Section 4.06 Stay, Extension and Usury Laws 37 59 Section 4.07 Corporate Existence 37 Limitation on Restricted Payments 60 Section 4.08 Limitation on Secured Debt 37 Dividend and Other Restrictions Affecting Restricted Subsidiaries 64 Section 4.09 Offer to Purchase Upon Change Limitation on Incurrence of Control Triggering Event 38 Page Indebtedness and Issuance of Preferred Stock 66 Section 4.10 Limitation on Sale and Lease-back Transactions 39 Asset Sales 71 Section 4.11 Exempted Indebtedness 40 Limitation on Transactions with Affiliates 73 Section 4.12 Classification 40 Limitation on Liens 75 Section 4.13 Conduct of Business and Limitation on Certain Activities 75 Section 4.14 Corporate Existence 75 Section 4.15 Change of Control 76 Section 4.16 Additional Note Guarantees 77 Section 4.17 Designation of Restricted and Unrestricted Subsidiaries 77 Section 4.18 Payments for Consent 77 Section 4.19 Covenant Suspension 78 Section 4.20 Withholding Taxes 78 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Tronox LTD)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 14 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 15 Section 1.04 Rules of Constructio 11 Construction 15 ARTICLE 2. 2 THE ISSUANCE OF NOTES AND ADDITIONAL SECURITIES Section 2.01 Form and Dating. 12 Dating of Notes; Creation of Additional Securities 16 Section 2.02 Execution and Authentication 13 19 Section 2.03 Registrar and Paying Agen 14 Agent 19 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 20 Section 2.05 Holder Lists 14 20 Section 2.06 Transfer and Exchange 14 20 Section 2.07 Replacement Note 27 Issuance of Additional Notes 32 Section 2.08 Outstanding Notes 27 Replacement Securities 32 Section 2.09 Treasury Notes. 27 Outstanding Securities 33 Section 2.10 Temporary Notes 27 Treasury Securities 33 Section 2.11 Cancellation 28 Temporary Securities 33 Section 2.12 Cancellation 33 Section 2.13 Defaulted Interest 28 Section 2.13 Additional Amounts 28 34 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 34 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 34 Section 3.03 Notice of Redemption 31 35 Section 3.04 Effect of Notice of Redemption 32 36 Section 3.05 Deposit of Redemption or Purchase Price 32 36 Section 3.06 Notes Redeemed or Purchased in Part 33 37 Section 3.07 Optional Redemption 33 37 Section 3.08 Mandatory Redemption 34 Section 3.09 Redemption for Taxation Reasons 34 38 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 38 Section 4.02 Maintenance of Office or Agency 35 38 Section 4.03 Reports 36 39 Section 4.04 Compliance Certificate 36 40 Section 4.05 Taxes 36 40 Section 4.06 Stay, Extension and Usury Laws 37 40 Section 4.07 Corporate Existence 37 Liens 40 Section 4.08 Limitation on Secured Debt 37 Limited Liability Company Existence 42 Section 4.09 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 42 Section 4.10 Limitation on Sale and Lease-back Transactions 39 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 ARTICLE 5.Additional Subsidiary Guarantees 44 Page

Appears in 1 contract

Samples: Indenture (NRG Yield, Inc.)

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DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 31 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 31 Section 1.04 Rules of Constructio 11 Construction 31 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 32 Section 2.02 Execution and Authentication 13 33 Section 2.03 Registrar and Paying Agen 14 Agent 34 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 34 Section 2.05 Holder Lists 14 34 Section 2.06 Transfer and Exchange 14 34 Section 2.07 Replacement Note 27 Notes 46 Section 2.08 Outstanding Notes 27 46 Section 2.09 Treasury Notes. 27 Notes 46 Section 2.10 Temporary Notes 27 47 Section 2.11 Cancellation 28 47 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 47 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 47 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 48 Section 3.03 Notice of Redemption 31 48 Section 3.04 Effect of Notice of Redemption 32 49 Section 3.05 Deposit of Redemption or Purchase Price 32 49 Section 3.06 Notes Redeemed or Purchased in Part 33 49 Section 3.07 Optional Redemption 33 49 Section 3.08 Mandatory Redemption 34 50 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 50 Section 3.10 Repurchase upon Event of Loss Offer 52 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 54 Section 4.02 Maintenance of Office or Agency 35 54 Section 4.03 Reports 36 54 Section 4.04 Compliance Certificate 36 56 Section 4.05 Taxes 36 56 Page Section 4.06 Stay, Extension and Usury Laws 37 56 Section 4.07 Restricted Payments 56 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 61 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 63 Section 4.10 Asset Sales 67 Section 4.11 Transactions with Affiliates 69 Section 4.12 Liens 71 Section 4.13 Corporate Existence 37 71 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering 72 Section 4.15 Payments for Consent 73 Section 4.16 Additional Note Guarantees 73 Section 4.17 Designation of Restricted and Unrestricted Subsidiaries 74 Section 4.18 Changes in Covenants when Notes Rated Investment Grade 74 Section 4.19 Event 38 Page of Loss 75 Section 4.10 Limitation on Sale and Lease-back Transactions 39 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.20 Further Assurances 76 ARTICLE 5.

Appears in 1 contract

Samples: Aspect Software (Concerto Software (Japan) Corp)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 32 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 33 Section 1.04 Rules of Constructio 11 Construction 33 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 34 Section 2.02 Execution and Authentication 13 35 Section 2.03 Registrar and Paying Agen 14 Agent 35 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 36 Section 2.05 Holder Lists 14 36 Section 2.06 Transfer and Exchange 14 36 Section 2.07 Replacement Note 27 Notes 49 Section 2.08 Outstanding Notes 27 49 Section 2.09 Treasury Notes. 27 Notes 49 Section 2.10 Temporary Notes 27 49 Section 2.11 Cancellation 28 50 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 50 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 50 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 50 Section 3.03 Notice of Redemption 31 51 Section 3.04 Effect of Notice of Redemption 32 52 Section 3.05 Deposit of Redemption or Purchase Price 32 52 Section 3.06 Notes Redeemed or Purchased in Part 33 52 Section 3.07 Optional Redemption 33 52 Section 3.08 Mandatory Redemption 34 53 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 53 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 55 Section 4.02 Maintenance of Office or Agency 35 55 Section 4.03 Reports 36 56 Section 4.04 Compliance Certificate 36 57 Section 4.05 Taxes 36 58 Section 4.06 Stay, Extension and Usury Laws 37 58 Section 4.07 Restricted Payments 58 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 63 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 65 Section 4.10 Asset Sales 69 Page Section 4.11 Transactions with Affiliates 71 Section 4.12 Liens 74 Section 4.13 Corporate Existence 37 74 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 75 Section 4.10 Limitation 4.15 Payments for Consent 76 Section 4.16 Additional Note Guarantees 76 Section 4.17 Designation of Restricted and Unrestricted Subsidiaries 77 Section 4.18 Restrictions on Sale and Lease-back Transactions 39 Activities of Express Finance 77 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.19 Changes in Covenants when Notes Rated Investment Grade 77 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Express Parent LLC)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions Definitions. 1 Section 1.02 Other Definitions 10 25 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 25 Section 1.04 Rules of Constructio 11 Construction 26 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 26 Section 2.02 Execution and Authentication 13 27 Section 2.03 Registrar and Paying Agen 14 Agent 27 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 28 Section 2.05 Holder Lists 14 28 Section 2.06 Transfer and Exchange 14 28 Section 2.07 Replacement Note 27 Notes 38 Section 2.08 Outstanding Notes 27 38 Section 2.09 Treasury Notes. 27 Notes 39 Section 2.10 Temporary Notes 27 39 Section 2.11 Cancellation 28 39 Section 2.12 Defaulted Interest 28 39 Section 2.13 Issuance of Additional Amounts 28 Notes 39 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 40 Section 3.02 Selection of Notes to To Be Redeemed or Purchased 31 40 Section 3.03 Notice of Redemption 31 40 Section 3.04 Effect of Notice of Redemption 32 41 Section 3.05 Deposit of Redemption or Purchase Price 32 41 Section 3.06 Notes Redeemed or Purchased in Part 33 42 Section 3.07 Optional Redemption 33 42 Section 3.08 Mandatory Redemption 34 43 Section 3.09 Offer to Purchase by Application of Excess Proceeds 43 Section 3.10 Special Mandatory Redemption for Taxation Reasons 34 45 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 45 Section 4.02 Maintenance of Office or Agency 35 45 Section 4.03 Reports 36 46 Section 4.04 Compliance Certificate 36 46 Section 4.05 Taxes 36 47 Section 4.06 Stay, Extension and Usury Laws 37 47 Page Section 4.07 Restricted Payments 47 Section 4.08 Dividend and Other Payment Restrictions Affecting Subsidiaries 50 Section 4.09 Incurrence of Indebtedness and Issuance of Disqualified Equity 52 Section 4.10 Asset Sales 55 Section 4.11 Transactions with Affiliates 56 Section 4.12 Liens 58 Section 4.13 Limitations on Finance Corp. Activities 59 Section 4.14 Corporate Existence 37 59 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 59 Section 4.10 Limitation on Sale 4.16 Additional Guarantors 61 Section 4.17 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries 61 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.18 Covenant Termination 61 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Tesoro Logistics Lp)

DEFINITIONS AND INCORPORATION. BY REFERENCE 1 Section 1.01 1.01. Definitions 1 Section 1.02 1.02. Other Definitions 10 26 Section 1.03 1.03. Incorporation by Reference of Trust Indenture Act 11 26 Section 1.04 1.04. Rules of Constructio 11 Construction 26 ARTICLE 2. 2 THE NOTES 27 Section 2.01 2.01. Form and DatingDating 27 Section 2.02. 12 Section 2.02 Execution and Authentication 13 27 Section 2.03 2.03. Registrar and Paying Agen 14 Agent 28 Section 2.04 2.04. Paying Agent to Hold Money in TrustTrust 28 Section 2.05. 14 Section 2.05 Holder Lists 14 29 Section 2.06 2.06. Transfer and Exchange 14 29 Section 2.07 2.07. Replacement Note 27 Notes 29 Section 2.08 2.08. Outstanding Notes 27 29 Section 2.09 Treasury Notes2.09. 27 Section 2.10 Temporary Notes 27 30 Section 2.11 2.10. Cancellation 28 30 Section 2.12 2.11. Defaulted Interest 28 30 Section 2.13 2.12. CUSIP Numbers 30 Section 2.13. Issuance of Additional Amounts 28 Notes 31 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT 31 Section 3.01 3.01. Notices to Trustee 31 Section 3.02 3.02. Selection of Notes to Be be Redeemed or Purchased 31 Section 3.03 3.03. Notice of Redemption 31 32 Section 3.04 3.04. Effect of Notice of Redemption 32 33 Section 3.05 3.05. Deposit of Redemption or Purchase Price 32 33 Section 3.06 3.06. Notes Redeemed or Purchased in Part 33 34 Section 3.07 3.07. Optional Redemption 33 Section 3.08 Mandatory Redemption 34 Section 3.09 3.08. Mandatory Redemption for Taxation Reasons 34 35 Section 3.09. Offer to Purchase by Application of Excess Proceeds 35 Section 3.10. Purchase of Notes 37 ARTICLE 44 COVENANTS 37 Section 4.01. COVENANTS Section 4.01 Payment of Notes 35 37 Section 4.02 4.02. Maintenance of Office or Agency 35 37 Section 4.03 4.03. Reports 36 38 Section 4.04 4.04. Compliance Certificate 36 39 Section 4.05 4.05. Taxes 36 39 Section 4.06 4.06. Stay, Extension and Usury Laws 37 39 Section 4.07 Corporate Existence 37 Section 4.08 4.07. Limitation on Secured Debt 37 Restricted Payments 39 Section 4.09 4.08. Limitation on Dividend and Other Payment Restrictions Affecting Subsidiaries 43 Section 4.09. Limitation on Incurrence of Indebtedness and Issuance of Preferred Stock 45 Section 4.10. Limitation on Asset Sales 48 Section 4.11. Limitation on Transactions with Affiliates 50 Section 4.12. Limitation on Liens 51 Section 4.13. Additional Subsidiary Guarantees 51 Section 4.14. Organizational Existence 52 Section 4.15. Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 52 Section 4.10 4.16. No Inducements 55 Section 4.17. Permitted Business Activities 55 Section 4.18. Sale and Leaseback Transactions 55 Section 4.19. Covenant Termination 56 Section 4.20. Designation of Restricted and Unrestricted Subsidiaries 56 ARTICLE 5 SUCCESSORS 56 Section 5.01. Merger, Consolidation, or Sale of Assets 56 Section 5.02. Successor Substituted 58 ARTICLE 6 DEFAULTS AND REMEDIES 59 Section 6.01. Events of Default 59 Section 6.02. Acceleration 61 Section 6.03. Other Remedies 61 Section 6.04. Waiver of Past Defaults 61 Section 6.05. Control by Majority 62 Section 6.06. Limitation on Sale Suits 62 Section 6.07. Rights of Holders of Notes to Receive Payment 62 Section 6.08. Collection Suit by Trustee 63 Section 6.09. Trustee May File Proofs of Claim 63 Section 6.10. Priorities 63 Section 6.11. Undertaking for Costs 64 ARTICLE 7 TRUSTEE 64 Section 7.01. Duties of Trustee 64 Section 7.02. Rights of Trustee 65 Section 7.03. Individual Rights of Trustee 66 Section 7.04. Trustee’s Disclaimer 66 Section 7.05. Notice of Defaults 66 Section 7.06. Reports by Trustee to Holders of the Notes 67 Section 7.07. Compensation and Lease-back Transactions 39 Indemnity 67 Section 4.11 Exempted Indebtedness 40 7.08. Replacement of Trustee 68 Section 4.12 Classification 40 7.09. Successor Trustee by Merger, etc. 69 Section 7.10. Eligibility; Disqualification 69 Section 7.11. Preferential Collection of Claims Against Issuers 69 ARTICLE 58 LEGAL DEFEASANCE AND COVENANT DEFEASANCE 69 Section 8.01. Option to Effect Legal Defeasance or Covenant Defeasance 69 Section 8.02. Legal Defeasance and Discharge 70 Section 8.03. Covenant Defeasance 70 Section 8.04. Conditions to Legal or Covenant Defeasance 71 Section 8.05. Deposited Money and Government Securities to be Held in Trust; Other Miscellaneous Provisions 72 Section 8.06. Repayment to Issuers 73 Section 8.07. Reinstatement 73 Section 8.08. Discharge 73 ARTICLE 9 AMENDMENT, SUPPLEMENT AND WAIVER 75 Section 9.01. Without Consent of Holders of Notes 75 Section 9.02. With Consent of Holders of Notes 76 Section 9.03. Compliance with Trust Indenture Act 77 Section 9.04. Effect of Consents 77 Section 9.05. Notation on or Exchange of Notes 77 Section 9.06. Trustee to Sign Amendments, etc. 77 ARTICLE 10 GUARANTEES OF NOTES 78 Section 10.01. Guarantees 78 Section 10.02. Subsidiary Guarantors May Consolidate, etc., on Certain Terms 79 Section 10.03. Releases of Subsidiary Guarantees 79 Section 10.04. Limitation on Subsidiary Guarantor Liability 80 ARTICLE 11 MISCELLANEOUS 80 Section 11.01. Trust Indenture Act Controls 80 Section 11.02. Notices 80 Section 11.03. Communication by Holders of Notes with Other Holders of Notes 81 Section 11.04. Certificate and Opinion as to Conditions Precedent 82 Section 11.05. Statements Required in Certificate or Opinion 82 Section 11.06. Rules by Trustee and Agents 82 Section 11.07. No Personal Liability of Directors, Officers, Employees and Unitholders 82 Section 11.08. Business Days 83 Section 11.09. Governing Law 83 Section 11.10. No Adverse Interpretation of Other Agreements 83 Section 11.11. Successors 83 Section 11.12. Severability 83 Section 11.13. Table of Contents, Headings, etc. 83 Section 11.14. Counterparts 83 Section 11.15. Acts of Holders 84 Section 11.16. Patriot Act 85 APPENDIX AND ANNEX RULE 144A/REGULATION S APPENDIX App. - 1 EXHIBIT 1 Form of Initial Note ANNEX A Form of Supplemental Indenture Annex A-1 This Indenture, dated as June 17, 2013, is among Summit Midstream Holdings, LLC, a Delaware limited liability company (the “Company”), Summit Midstream Finance Corp., a Delaware corporation (“Finance Corp.” and, together with the Company, the “Issuers”), Summit Midstream Partners, LP, a Delaware limited partnership (the “Parent”), the subsidiary guarantors listed on the signature pages hereof (each, a “Subsidiary Guarantor,” collectively, the “Subsidiary Guarantors” and together with the Parent, the “Guarantors”) and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”). The Issuers, the Guarantors and the Trustee agree as follows for the benefit of each other and for the equal and ratable benefit of the Holders of the Issuers’ Initial Notes, Exchange Notes and Additional Notes:

Appears in 1 contract

Samples: Indenture (Summit Midstream Partners, LP)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 27 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 27 Section 1.04 Rules of Constructio 11 Construction 28 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 28 Section 2.02 Execution and Authentication 13 29 Section 2.03 Registrar and Paying Agen 14 Agent 30 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 30 Section 2.05 Holder Lists 14 30 Section 2.06 Transfer and Exchange 14 30 Section 2.07 Replacement Note 27 Notes 41 Section 2.08 Outstanding Notes 27 41 Section 2.09 Treasury Notes. 27 Notes 42 Section 2.10 Temporary Notes 27 42 Section 2.11 Cancellation 28 42 Section 2.12 Defaulted Interest 28 42 Section 2.13 Additional Amounts 28 CUSIP Numbers 43 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 43 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 43 Section 3.03 Notice of Redemption 31 44 Section 3.04 Effect of Notice of Redemption 32 45 Section 3.05 Deposit of Redemption or Purchase Price 32 45 Section 3.06 Notes Redeemed or Purchased in Part 33 45 Section 3.07 Optional Redemption 33 45 Section 3.08 Mandatory Redemption 34 Redemption; Open Market Purchases 46 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 46 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 48 Section 4.02 Maintenance of Office or Agency 35 48 Section 4.03 Reports 36 49 Section 4.04 Compliance Certificate 36 50 Section 4.05 Taxes 36 51 Section 4.06 Stay, Extension and Usury Laws 37 51 Section 4.07 Restricted Payments 51 Section 4.08 Dividend and Other Payment Restrictions Affecting Subsidiaries 54 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock 55 Page Section 4.10 Asset Sales 58 Section 4.11 Transactions with Affiliates 59 Section 4.12 Liens 61 Section 4.13 Business Activities 61 Section 4.14 Corporate Existence 37 61 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 61 Section 4.10 Limitation on Sale 4.16 Additional Guarantees 63 Section 4.17 Designation of Restricted and LeaseUnrestricted Subsidiaries 63 Section 4.18 Impairment of Security Interest 63 Section 4.19 Post-back Transactions 39 Closing 64 Section 4.11 Exempted Indebtedness 40 Section 4.12 Classification 40 4.20 Further Assurances 64 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Windstar Energy, LLC)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 43 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 44 Section 1.04 Rules of Constructio 11 Construction 44 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 44 Section 2.02 Execution and Authentication 13 46 Section 2.03 Registrar and Paying Agen 14 Agent 46 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 47 Section 2.05 Holder Lists 14 47 Section 2.06 Transfer and Exchange 14 47 Section 2.07 Replacement Note 27 Notes 59 Section 2.08 Outstanding Notes 27 59 Section 2.09 Treasury Notes. 27 Notes 60 Section 2.10 Temporary Notes 27 60 Section 2.11 Cancellation 28 60 Section 2.12 Defaulted Interest 28 60 Section 2.13 Issuance of Additional Amounts 28 Notes 61 Section 2.14 Method of Submission 61 Section 2.15 Trustee’s Duty to Monitor 61 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 61 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 62 Section 3.03 Notice of Redemption 31 62 Section 3.04 Effect of Notice of Redemption 32 63 Section 3.05 Deposit of Redemption or Purchase Price 32 64 Section 3.06 Notes Redeemed or Purchased in Part 33 64 Section 3.07 Optional Redemption 33 64 Section 3.08 Mandatory Redemption 34 65 Section 3.09 Gaming Redemption for Taxation Reasons 34 65 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 66 Section 4.02 Maintenance of Office or Agency 35 66 Section 4.03 Reports 36 66 Section 4.04 Compliance Certificate 36 67 Section 4.05 Taxes 36 Section 4.06 Stay, Extension and Usury Laws 37 68 Section 4.06 Restricted Payments 68 Section 4.07 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 72 Page Section 4.08 Incurrence of Indebtedness 75 Section 4.09 Asset Sales 80 Section 4.10 Transactions with Affiliates 82 Section 4.11 Liens 84 Section 4.12 Corporate Existence 37 85 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.13 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 85 Section 4.10 4.14 Limitation on Sale and LeaseIssuances of Guarantees by Subsidiary Guarantors 86 Section 4.15 Fall-back Transactions 39 Away Event 87 Section 4.11 Exempted Indebtedness 40 4.16 Restrictions on Activities of the Co-Issuer 87 Section 4.12 Classification 40 4.17 Master Lease 87 Section 4.18 Future Guarantors 87 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (MGM Growth Properties Operating Partnership LP)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 39 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 39 Section 1.04 Rules of Constructio 11 Construction 40 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 40 Section 2.02 Execution and Authentication 13 41 Section 2.03 Registrar and Paying Agen 14 Agent 42 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 42 Section 2.05 Holder Lists 14 42 Section 2.06 Transfer and Exchange 14 43 Section 2.07 Replacement Note 27 Notes 55 Section 2.08 Outstanding Notes 27 55 Section 2.09 Treasury Notes. 27 Notes 55 Section 2.10 Temporary Notes 27 56 Section 2.11 Cancellation 28 56 Section 2.12 Defaulted Interest 28 56 Section 2.13 Issuance of Additional Amounts 28 Notes 56 Section 2.14 Method of Submission 57 Section 2.15 Trustee’s Duty to Monitor 57 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 57 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 57 Section 3.03 Notice of Redemption 31 58 Section 3.04 Effect of Notice of Redemption 32 59 Section 3.05 Deposit of Redemption or Purchase Price 32 59 Section 3.06 Notes Redeemed or Purchased in Part 33 59 Section 3.07 Optional Redemption 33 59 Section 3.08 Mandatory Redemption 34 60 Section 3.09 Gaming Redemption for Taxation Reasons 34 60 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 61 Section 4.02 Maintenance of Office or Agency 35 61 Section 4.03 Reports 36 62 Section 4.04 Compliance Certificate 36 63 Section 4.05 Taxes 36 Section 4.06 Stay, Extension and Usury Laws 37 63 Section 4.06 Restricted Payments 63 Section 4.07 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 68 Page Section 4.08 Incurrence of Indebtedness 70 Section 4.09 Asset Sales 75 Section 4.10 Transactions with Affiliates 76 Section 4.11 Liens 79 Section 4.12 Corporate Existence 37 79 Section 4.08 Limitation on Secured Debt 37 Section 4.09 4.13 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 79 Section 4.10 4.14 Limitation on Sale and LeaseIssuances of Guarantees by Subsidiary Guarantors 81 Section 4.15 Fall-back Transactions 39 Away Event 81 Section 4.11 Exempted Indebtedness 40 4.16 Activities of Co-Issuer 81 Section 4.12 Classification 40 4.17 Initial Master Lease 81 Section 4.18 Further Assurances 82 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (MGM Growth Properties Operating Partnership LP)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 10 57 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 58 Section 1.04 Rules of Constructio 11 Construction 58 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 Dating 59 Section 2.02 Execution and Authentication 13 59 Section 2.03 Registrar and Paying Agen 14 Agent 60 Section 2.04 Paying Agent to Hold Money in Trust. 14 Trust 60 Section 2.05 Holder Lists 14 60 Section 2.06 Transfer and Exchange 14 61 Section 2.07 Replacement Note 27 Notes 71 Section 2.08 Outstanding Notes 27 71 Section 2.09 Treasury Notes. 27 Notes 71 Section 2.10 Temporary Notes 27 72 Section 2.11 Cancellation 28 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 72 ARTICLE 3. 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 72 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 72 Section 3.03 Notice of Redemption 31 73 Section 3.04 Effect of Notice of Redemption 32 73 Section 3.05 Deposit of Redemption or Purchase Price 32 74 Section 3.06 Notes Redeemed or Purchased in Part 33 74 Section 3.07 Optional Redemption 33 74 Section 3.08 Mandatory Redemption 34 76 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds 76 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 78 Section 4.02 Maintenance of Office or Agency 35 78 Section 4.03 Reports 36 78 Section 4.04 Compliance Certificate 36 81 Section 4.05 Taxes 36 82 Section 4.06 Stay, Extension and Usury Laws 37 82 Section 4.07 Corporate Existence 37 Limitation on Restricted Payments 82 Section 4.08 Limitation on Secured Debt 37 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 90 Section 4.09 Limitation on Incurrence of Indebtedness 92 Section 4.10 Asset Sales 102 Section 4.11 Limitation on Transactions with Affiliates 107 Section 4.12 Limitation on Liens 110 Section 4.13 Corporate Existence 110 Section 4.14 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page 111 Section 4.10 Limitation on Sale and Lease4.15 Additional Subsidiary Guarantees 113 Section 4.16 Suspension of Covenants 113 Section 4.17 After-back Transactions 39 Acquired Collateral 114 Section 4.11 Exempted Indebtedness 40 4.18 Post-Closing Collateral 117 Section 4.12 Classification 40 4.19 Measuring Compliance 118 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (Six Flags Entertainment Corp)

DEFINITIONS AND INCORPORATION. BY REFERENCE Section 1.01 Definitions Definitions. 1 Section 1.02 Other Definitions 10 Definitions. 22 Section 1.03 Incorporation by Reference of Trust Indenture Act 11 Act. 22 Section 1.04 Rules of Constructio 11 Construction. 23 ARTICLE 2. 2 THE NOTES Section 2.01 Form and Dating. 12 23 Section 2.02 Execution and Authentication 13 Authentication. 24 Section 2.03 Registrar and Paying Agen 14 Agent. 24 Section 2.04 Paying Agent to Hold Money in Trust. 14 24 Section 2.05 Holder Lists 14 Lists. 25 Section 2.06 Transfer and Exchange 14 Exchange. 25 Section 2.07 Replacement Note 27 Notes. 37 Section 2.08 Outstanding Notes 27 Notes. 37 Section 2.09 Treasury Notes. 27 38 Section 2.10 Temporary Notes 27 Notes. 38 Section 2.11 Cancellation 28 Cancellation. 38 Section 2.12 Defaulted Interest 28 Section 2.13 Additional Amounts 28 ARTICLE 3Interest. 38 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee 31 Trustee. 38 Section 3.02 Selection of Notes to Be Redeemed or Purchased 31 Purchased. 39 Section 3.03 Notice of Redemption 31 Redemption. 39 Section 3.04 Effect of Notice of Redemption 32 Redemption. 40 Section 3.05 Deposit of Redemption or Purchase Price 32 Price. 40 Section 3.06 Notes Redeemed or Purchased in Part 33 Part. 40 Section 3.07 Optional Redemption 33 Redemption. 41 Section 3.08 Mandatory Redemption 34 Redemption. 41 Section 3.09 Redemption for Taxation Reasons 34 Offer to Purchase by Application of Excess Proceeds. 42 ARTICLE 4. 4 COVENANTS Section 4.01 Payment of Notes 35 Notes. 43 Section 4.02 Maintenance of Office or Agency 35 Agency. 44 Section 4.03 Reports 36 Reports. 44 Section 4.04 Compliance Certificate 36 Certificate. 45 Section 4.05 Taxes 36 Taxes. 46 Section 4.06 Stay, Extension and Usury Laws 37 Laws. 46 Section 4.07 Corporate Existence 37 Restricted Payments. 46 Section 4.08 Limitation on Secured Debt 37 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries. 49 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock. 51 Section 4.10 Asset Sales. 54 Section 4.11 Transactions with Affiliates. 56 Section 4.12 [Intentionally Omitted] 57 Section 4.13 Business Activities. 57 Section 4.14 Corporate Existence. 57 Section 4.15 Offer to Purchase Repurchase Upon Change of Control Triggering Event 38 Page Control. 57 Section 4.10 4.16 Limitation on Sale Issuances of Guarantees of Indebtedness. 59 Section 4.17 Payments for Consent. 59 Section 4.18 Designation of Restricted and Lease-back Transactions 39 Unrestricted Subsidiaries. 59 Section 4.11 Exempted Indebtedness 40 4.19 Maintenance of Total Unencumbered Assets. 60 Section 4.12 Classification 40 4.20 Changes in Covenants when Notes Rated Investment Grade. 60 ARTICLE 5.

Appears in 1 contract

Samples: Indenture (CNL Lifestyle Properties Inc)

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